Item 8.01. Other Events.
On January 6, 2023, Regional Health Properties, Inc. (the "Company"), announced
that it received a letter on January 3, 2023 from NYSE American (the
"Exchange"), wherein the Exchange advised that the Company was not in compliance
with its continued listing standard set forth in Section 704 of the NYSE
American Company Guide as the Company did not hold an annual meeting of
shareholders for the fiscal year ended December 31, 2021 (the "2022 Annual
Meeting") by December 31, 2022. Subsequently, the Company held its 2022 Annual
Meeting on February 14, 2023.
On February 24, 2023, the Company announced that it had received a letter on
February 21, 2023 from the Exchange, wherein the Exchange advised that the
Company had regained compliance with its continued listing standard set forth in
Section 704 of the NYSE American Company Guide. As a result, effective February
22, 2023, the Below Compliance ("BC") indicator ceased to be disseminated for
the Company. The Company was removed from the list of issuers noncompliant with
NYSE American corporate governance listing standards posted on
https://www.nyse.com/regulation/noncompliant-issuers and the BC indicator was
removed from the profile, data and news pages of the Company's security.
A copy of the press release is attached as Exhibit 99.1 to this Current Report
on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Description
Number
99.1 Press Release dated February 24, 2023
104 Cover Page Interactive Data File (embedded within Inline XBRL document)
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