Nomura : Senior Managing Director - Form 6-K

NOMURA Connecting Markets East & West We aspire to create a better world by harnessing the power of financial markets Consolidated Results of Operations Fourth quarter, year ended March 2024 (US GAAP) Nomura Holdings, Inc. 813479 STAMP 4 April 2024 © Nomura

NOMURA Outline Presentation Financial Supplement ï¬ Executive summary (p. 2-3) ï¬ Consolidated balance sheet (p. 17) ï¬ Overview of results (p. 4) ï¬ Value at risk (p. 18) ï¬ Business segment results (p. 5) ï¬ Consolidated financial highlights (p. 19) ï¬ Retail (p. 6-8) ï¬ Consolidated income (p. 20) ï¬ Investment Management (p. 9-10)ï¬ Main revenue items (p. 21) ï¬ Wholesale (p. 11-13) ï¬ Consolidated results: Income (loss) before income taxes by segment and region (p. 22) ï¬ Non-interest expenses (p. 14) ï¬Segment "Other" (p. 23) ï¬Robust financial position (p. 15) ï¬Retail related data (p. 24-27) ï¬Investment Management related data (p. 28-29) ï¬Wholesale related data (p. 30) ï¬Number of employees (p. 31) 813479

NOMURA Executive summary (1/2) FY2023/24 full year highlights Income before income taxes: Y273.9bn (+83% YoY); Net income1: Y165.9bn (+79% YoY); EPS2: Y52.69; ROE: 5.1% Three segment income before income taxes of Y236.8bn (+123% YoY) underpinned by gains across all divisions Retail income before income taxes at highest level in eight years since FY2015/16 - Made progress in stabilizing our earnings structure with higher recurring revenue from shift to asset management recurring business and lower cost base Steady growth in Investment Management asset management business - Net inflows of Y3.8trn and assets under management of Y89trn both trending above FY2024/25 KPI targets; Investment gain/loss doubled YoY Wholesale performance picked up momentum in 2H - Global Markets net revenue increased 8% YoY on improved performance in Spread Products and Equity Products - Investment Banking reported revenue growth across all businesses, notably in Japan-related ECM and Advisory, lifting net revenue to highest level since comparisons possible in FY2016/17 Dividend per share: Year-end Y15; Annual Y23 FY2023/24 FY2022/23 Income (loss) before income taxes: FY2023/24 FY2022/23 YoY Business segment results YoY Full year Full year Full year Full year Net revenue Y1,562.0bn Y1,335.6bn 17% Retail Y122.7bn Y33.5bn 3.7x Investment Management Y60.2bn Y43.5bn 38% Income (loss) before Y273.9bn Y149.5bn 83% Wholesale Y53.9bn Y29.4bn 84% income taxes Net income (loss)1 Y165.9bn Y92.8bn 79% Three segment total Y236.8bn Y106.4bn 123% Other Y47.4bn Y73.4bn -35% EPS2 Y52.69 Y29.74 77% Unrealized gain (loss) on investments in equity securities held for operating purposes -Y10.3bn-Y30.3bn -ROE3 5.1% 3.1% Income (loss) before income taxes Y273.9bn Y149.5bn 83% 1. Net income (loss) attributable to Nomura Holdings shareholders. 2.    Diluted net income (loss) attributable to Nomura Holdings shareholders per share.    

NOMURA Executive summary (2/2) FY2023/24 4Q highlights Net revenue: Y445.1bn (+11% QoQ); Income before income taxes: Y92.1bn (+17% QoQ); Net income1: Y56.8bn (+12% QoQ); EPS2: Y18.02; ROE3 : 6.8% Three segment income before income taxes of Y77.1bn (+9% QoQ); Retail earnings momentum has continued since bottoming out in FY2022/23 1Q, while asset management business in Investment Management performed strongly - Retail Stable recurring revenue at record high, while flow revenue grew on the back of improved investor sentiment driven by Japan stock market rally and start of new NISA scheme Income before income taxes at highest level since FY2015/16 1Q as revenues grew QoQ and we kept costs down - Investment Management Asset management business remains strong; Net inflows lifted AuM to record high of Y89trn, while stable business revenue was at highest level since division established in April 2021 when comparisons possible - Wholesale Global Markets reported stronger revenues QoQ across all regions, while Investment Banking booked highest quarterly revenues since FY2016/17 when comparisons possible Higher variable costs in line with performance, a loss provision arising from settlement failures with a broker counterparty (approx. Y14bn), and year-end factors resulted in higher expenses QoQ 1. Net income (loss) attributable to Nomura Holdings shareholders. 2. Diluted net income (loss) attributable to Nomura Holdings shareholders per share. 3. Calculated using annualized net income attributable to Nomura Holdings shareholders for each period. Income (loss) before income taxes and net income (loss)1 Groupwide (billions of Income (loss) before income taxes Net income (loss) 83.6 92 78.7 66.9 56.7 50.5 56 46.3 31.5 22.7 35.2 11.7 16.8 23.3 1.7 7.4 FY2022/23 FY2023/24 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q Three segment income (loss) before income taxes Wholesale Investment Management 77.1 Retail 70.5 60.5 44.7 31.2 28.7 11.9 18.5 FY2022/23 FY2023/24 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1. Net income (loss) attributable to Nomura Holdings shareholders. 2. Diluted net income (loss) attributable to Nomura Holdings shareholders per share. 3. Calculated using annualized net income attributable to Nomura Holdings shareholders for each period.

Overview of results NOMURA Highlights (billions of yen, excluding EPS and ROE) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q QoQ YoY Full year Full year YoY Net revenue 324.9 348.9 367.8 400.2 445.1 11% 37% 1,335.6 1,562.0 17% Non-interest expenses 302.2 302.6 311.0 321.5 353.0 10% 17% 1,186.1 1,288.2 9% Income (loss) before income 22.7 46.3 56.7 78.7 92.1 17% 4.1x 149.5 273.9 83% taxes Net income (loss)1 7.4 23.3 35.2 50.5 56.8 12% 7.7x 92.8 165.9 79% EPS2 Y2.34 Y7.40 Y11.21 Y16.10 Y18.02 12% 7.7x Y29.74 Y52.69 77% ROE3 0.9% 2.9% 4.3% 6.2% 6.8% 3.1% 5.1% 1. Net income (loss) attributable to Nomura Holdings shareholders. 2. Diluted net income (loss) attributable to Nomura Holdings shareholders per share. 3. Calculated using annualized net income attributable to Nomura Holdings shareholders for each period.

Business segment results NOMURA Net revenue and income (loss) before income taxes (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q QoQ YoY Full year Full year YoY Net revenue Retail 75.3 92.1 98.9 102.6 108.8 6% 44% 300.2 402.4 34% Investment Management 37.8 26.5 45.1 38.9 43.6 12% 15% 128.6 154.1 20% Wholesales 178.8 190.9 204.1 217.0 254.2 17% 42% 772.4 866.1 12% Subtotal 292.0 309.4 348.1 358.6 406.5 13% 39% 1,201.1 1,422.7 18% Other* 37.9 43.8 17.0 54.6 34.4 -37%-9% 164.7 149.7 -9% Unrealized gain (loss) on investments in equity securities held for operating -4.9-4.3 2.7 -13.0 4.2 - -30.3-10.3 -purpose Net revenue 324.9 348.9 367.8 400.2 445.1 11% 37% 1,335.6 1,562.0 17% Income (loss) Retail 9.8 22.9 29.0 31.9 38.8 21% 3.9x 33.5 122.7 3.7x before Investment Management 16.4 3.6 23.2 15.6 17.8 14% 9% 43.5 60.2 38% income taxes Wholesale -14.2 2.1 8.3 23.0 20.6 -10%-29.4 53.9 84% Subtotal 11.9 28.7 60.5 70.5 77.1 9% 6.5x 106.4 236.8 123% Other* 15.7 21.9 -6.5 21.2 10.8 -49%-31% 73.4 47.4 -35% Unrealized gain (loss) on investments in equity securities held for operating -4.9-4.3 2.7 -13.0 4.2 - -30.3-10.3 -purpose Income (loss) before income taxes 22.7 46.3 56.7 78.7 92.1 17% 4.1x 149.5 273.9 83% *Additional information on "Other" (4Q) Loss related to economic hedging (Y40m) Gain on changes to own and counterparty credit spreads related to Derivatives (Y100m)

Retail NOMURA Net revenue and income before income taxes (billions of yen) Full year Quarter FY22/ FY22/ FY23/ FY2023/24 23 QoQ YoY 23 24 4Q 1Q 2Q 3Q 4Q Net revenue 300.2 402.4 75.3 92.1 98.9 102.6 108.8 6% 44% Non-interest expenses 266.7 279.7 65.5 69.1 69.9 70.7 70.0 -1% 7% Income before income 33.5 122.7 9.8 22.9 29.0 31.9 38.8 21% 3.9x taxes Net revenue (billions of yen) 120.0 400.0 100.0 Flow 300.0 Revenue, 80.0 etc.² 200.0 60.0 Recurring Revenue¹ 40.0 100.0 20.0 0.0 0.0 Full year Quarter FY22/ FY22/ FY23/ FY2023/24 23 QoQ YoY 23 24 4Q 1Q 2Q 3Q 4Q Recurring revenue1 134.4 153.5 33.5 34.2 38.9 38.6 41.8 8% 25% Flow revenue, etc2 165.8 248.9 41.8 57.8 60.1 64.0 67.0 5% 60% Net revenue 300.2 402.4 75.3 92.1 98.9 102.6 108.8 6% 44% Key points Full year Net revenue: Y402.4bn (+34% YoY) Income before income taxes: Y122.7bn (3.7x YoY) Income before income taxes at eight-year high as we made progress in stabilizing our earnings structure driven by higher recurring revenue from shift to asset management recurring business and lower cost base Flow revenue increased 50% YoY as we successfully realigned our Partners at the start of the fiscal year to better meet client needs and the market rally acted as a tailwind Recurring revenue assets and flow business client numbers above FY2024/25 KPI target Fourth quarter Net revenue: Y108.8bn (+6% QoQ; +44% YoY) Income before income taxes: Y38.8bn (+21% QoQ; 3.9x YoY) Recurring revenue Stable recurring revenue at record high; Recurring revenue cost coverage ratio increased to 60% Net inflows helped lift recurring revenue assets to record high of Y23trn Flow revenue, etc. Stock trading and investment trust sales grew significantly as investor sentiment improved on the back of the Japan stock market rally and start of the new NISA scheme Growth of client assets FY2023/24 3Q FY2023/24 4Q Investment trust net inflows3 +Y15.6bn +Y215.8bn Discretionary investment net inflows3 +Y4.9bn +Y6.4bn Net inflows of cash and securities4 +Y1,220.2bn -Y655.5bn Recurring revenue cost coverage ratio5 55% 60%    1. Revenue from client assets and ongoing revenue (investment trusts, discretionary investments, insurance, loans, level fee assets, etc.). Revised figures from before FY2022/23 4Q.    2. Revenue from transactions (brokerage revenue, consulting-related revenue), interest income, etc. other than from loans.    3. Retail channels and Japan Wealth Management Group. 4. Cash and securities inflows minus outflows, excluding regional financial institutions. 5. Recurring revenue divided by non-interest expenses.

Retail: Strong sales growth across broad range of products and services Total Sales1 7000.0 Discretionary 6000.0 investments, Insurance products Investment trusts 5000.0 4000.0 Bonds 3000.0 2000.0 Stocks 1000.0 0.0 FY2022/23 FY2023/24 (billions of yen) 4Q 1Q 2Q 3Q 4Q Stocks 2,669.6 2,788.5 3,484.8 3,146.7 4,491.3 Bonds² 656.5 651.5 746.8 617.8 749.3 Investment trusts 382.1 597.4 619.8 605.0 764.2 Discretionary investments 82.8 101.1 126.0 118.9 125.5 Insurance 87.2 120.9 120.5 164.9 82.0 Total sales1 3,878.2 4,259.4 5,097.9 4,653.4 6,212.2 Total sales1 increased 33% QoQ Stocks: +43% QoQ - Primary stock subscriptions¹ slowed QoQ (Y88.5bn; -77% QoQ), while secondary sales of stocks grew substantially on the back of the Japan stock market rally and growing investment momentum Bonds: +21% QoQ - Higher sales of foreign bonds driven by primary transactions Investment trusts: +26% QoQ - Investment trust sales increased driven by newly launched private asset funds and global equity funds Discretionary investments: +6% QoQ - SMA contracts increased QoQ Insurance: -50% QoQ - Sales remained robust despite slowing from particularly strong 1Q - 3Q Top selling investment trusts (Jan. - Mar. 2024) 1 Blackstone Private Equity Strategies Fund 2 Alliance Bernstein US Growth Equity Fund 3 Nomura Global Sector Investment Series (Global Semiconductor Investment) 1. Retail channels, Japan Wealth Management Group, Net & Call, Hotto Direct. 2. Following a revision to the scope of bond sales, figures prior to FY2023/24 1Q have been reclassified to meet the new definition.

Retail KPI summary Net inflows of recurring revenue assets1 Recurring revenue assets and recurring revenue2 Ongoing net inflows of recurring revenue assets driven by investment trusts, loans (trillions of yen) (billions of yen) and insurance Recurring revenue assets Recurring revenue (rhs) (billions of yen) Retail total Excluding Corporate section 25.0 41.8 45.0 250.0 235.3 38.9 38.6 200.0 34.2 40.0 156.5 151.5 20.0 33.5 35.0 150.0 128.6 115.2 103.5 23.0 30.0 100.0 65.472.3 15.0 20.3 20.2 21.0 51.4 18.7 50.0 33.9 25.0 0.0 10.0 20.0 FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Mar/4Q Jun/1Q Sep/2Q Dec/3Q Mar/4Q Flow business clients Services for salaried employees Benefits of realigning Sales Partners combined with stock market rally (thousands) and growing momentum for investments due to new NISA, resulting in an Growing ahead of target as we build out our workplace services offering (thousands) increase in trading including trading initiated by clients 3,800 Trending above FY2024/25 KPI target of 1.46 million 3,627 1,692 3,597 1,800 3,555 3,565 3,600 1,600 1,456 3,489 1,400 1,247 1,200 1,446 3,400 896 1,268 1,000 1,075 800 3,200 600 809 FY2022/23 FY2023/24 400 3,000 FY2022/23 FY2023/24 Jun Sep Dec Mar Mar Jun Sep Dec 813479 Mar 1. Total excludes investment trust distributions, and investment trust net inflows in level fee accounts. Figures for FY2023/24 1Q have been revised following a change in definition of net inflows of recurring assets. 2. Revenue from client assets and ongoing revenue (investment trusts, discretionary investments, insurance, loans, level fee assets, etc.). Revised figures from before FY2022/23 4Q.

Investment Management Net revenue and income (loss) before income taxes Key points (billions of yen) Full year Quarter Full year Net revenue: Y154.1bn (+20% YoY) FY22/ FY22/ FY23/ FY2023/24 Income before income taxes: Y60.2bn (+38% YoY) 23 QoQ YoY 23 24- Stable business revenue continued to grow steadily increasing 14% YoY 4Q 1Q 2Q 3Q 4Q and assets under management (Y89trn) both-Net inflows (Y3.8trn) Net revenue 128.6 154.1 37.8 26.5 45.1 38.9 43.6 12% 15% trending above FY2024/25 KPI target Non-interest expenses 85.1 93.9 21.5 22.9 21.9 23.3 25.8 10% 20%- Investment gain/loss doubled driven by significant improvement in Income (loss) before 16 3.6 23.2 15.6 14% 9% American Century Investments (ACI) related valuation gain/loss income taxes 43.5 60.2 .4 17.8 Breakdown of net revenue Fourth quarter Net revenue: Y43.6bn (+12% QoQ; +15% YoY) (billions of yen) 60.0 Income before income taxes: Y17.8bn (+14% QoQ; +9% YoY) 150.0 Business revenue 40.0 Net revenue: Y38bn (+14% QoQ; +32% YoY)-Asset management business remains strong: The Investment Trust 100.0 20.0 business saw inflows into wide range of products including Japan-related ETFs and private asset funds on the back of favorable market 50.0 0.0 conditions and higher appetite for investment; Investment Advisory business reported ongoing inflows from international clients 0.0 -20.0 Full year Quarter- Nomura Babcock & Brown reported stronger revenues QoQ from an FY22/ increase in sales of aircraft leases FY22/ FY23/ FY2023/24 23 QoQ YoY Investment gain/loss 23 24 4Q 1Q 2Q 3Q 4Q Net Y5.6bn (-1%-YoY) 1 revenue: QoQ; 39% Business revenue 120.7 137.2 28.7 32.5 33.4 33.3 38.0 14% 32% Investment gain/loss2 -6.0 11.7 5.6 -1%-39%-ACI-related valuation gain/loss and unrealized gain/loss on Nomura 7.9 16.9 9.1 5.6 Net revenue 128.6 154.1 37.8 26.5 45.1 38.9 43.6 12% 15% Capital Partners portfolio companies roughly flat QoQ 1. Includes revenues from asset management business (excl. ACI-related gain/loss), Nomura Babcock & Brown aircraft leasing-related revenues and general partner management fees gained from private equity and other investment businesses, but excludes investment gains/losses.    2. Comprised of returns from investments (changes in fair valuation, funding costs, management fees, dividends, etc.) including ACI-related gain/loss, private equity/credit and other investment businesses gain/loss, and Mebuki Financial Group investment gain/loss.

Investment Management AuM growth, private asset momentum Assets under management (net)1 (trillions of yen) Investment advisory and international businesses, etc. Assets under management at record high of Y89trn, trending above Investment trust business FY2024/25 KPI target of Y75.8trn 100.0 89.0 76.1 76.5 78.5 Investment trust business 80.0 24.4- Net inflows: ETFs Y300bn; MRFs, etc. Y260bn; Investment trusts (excl. 67.3 22.2 ETFs, MRFs, etc.) Y230bn 21.1 21.4 60.0 18.3- ETFs: Inflows primarily into Japanese bonds and stocks-Investment trusts (excl. ETFs, MRFs, etc.): Contributions from newly 40.0 launched private asset funds and inflows into global stock and balanced 56.4 64.6 funds 49.0 55.0 55.1 20.0 Investment advisory and international businesses-In Japan we saw inflows into Japanese bonds while Japanese stocks 0.0 booked outflows due to market rally FY2022/23 FY2023/24- International reported ongoing inflows into US high yield funds and India Mar Jun Sep Dec Mar stock funds Net inflows2 Steady growth in alternative AuM3 (billions of yen) Investment advisory and international businesses, etc. (billions of yen) Investment trust business 2,000 1,861 2,000 1,713 1,682 1,648 1,544 1,500 1,128 1,500 1,000 1,064 1,263 593 347 500 118 1,000 649 780 475 385 326 0 -358-134-60 500 -500-492-1,000 FY2022/23 FY2023/24 0 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Mar Jun Sep Dec Mar 813479 STAMP 1. Net after deducting duplications from assets under management (gross) of Nomura Asset Management, Nomura Corporate Research and Asset Management, and Wealth Square, as well as third party investments related to assets under management of asset management companies under Investment Management Division. 2. Based on assets under management (net).    3. Total of Nomura Asset Management alternative AuM and third party investments related to assets under management of asset management companies under Investment Management Division.

Wholesale Net revenue and income (loss) before income taxes1 Key points Full year Quarter Full Year (billions of yen) Net Revenue: Y866.1bn (+12% YoY); Income before income taxes: Y53.9bn FY22 (+84% YoY) FY22 FY23 FY2023/24 /23 QoQ YoY Global Markets net revenue grew 8% YoY as Spread Products and Equity /23 /24 Products improved 4Q 1Q 2Q 3Q 4Q Investment Banking net revenue increased 37% YoY as revenues grew Net revenue 772.4 866.1 178.8 190.9 204.1 217.0 254.2 17% 42% across all main products, notably in Japan-related ECM and Advisory Non-interest expenses 743.0 812.2 193.1 188.7 195.8 194.0 233.6 20% 21% Fourth quarter Income (loss) before Net revenue: Y254.2bn (+17% QoQ; +42% YoY) 29.4 53.9 -14.2 2.1 8.3 23.0 20.6 -10%- Global Markets net revenue increased QoQ in all regions driven by higher income taxes revenues in Rates and Securitized Products in the Americas and EMEA and in Equity Products in Japan and AEJ CIR 96% 94% 108% 99% 96% 89% 92% Investment Banking net revenue grew further from strong prior quarter 2 Income before income taxes: Y20.6bn (-10% QOQ) Revenue/modified RWA 6.5% 6.8% 5.8% 6.2% 6.4% 6.7% 7.9% Expenses a loss provision increased arising due from to higher settlement variable failures costs with in line a broker with performance, counterparty (approx. Y14bn), and year-end factors Net revenue by business line Net revenue by region (billions of yen) 900.0 300 (billions of yen) Investment 600.0 200 Banking 250.0 Americas Global 300.0 100 200.0 98.4 Markets 69.2 82.1 EMEA 0.0 0 150.0 57.7 64.2 Full year Quarter 40.7 27.9 30.3 34.1 34.4 AEJ FY22/ 100.0 44.2 FY22/ FY23/ FY2023/24 32.4 27.2 34.5 37.9 23 QoQ YoY 23 24 50.0 Japan 4Q 1Q 2Q 3Q 4Q 60.9 69.2 66.2 62.6 71.0 Global Markets 656.3 707.1 149.3 160.4 170.7 171.6 204.4 19% 37% 0.0 FY2022/23 FY2023/24 Investment Banking 116.1 159.0 29.6 30.5 33.4 45.4 49.8 10% 68% Net Revenue 772.4 866.1 178.8 190.9 204.1 217.0 254.2 17% 42% 4Q 1Q 2Q 3Q 4Q 1. As the recoverable amount for part of the claim related to the loss arising from transactions with a US client can now be reasonably estimated, gains of Y11.1bn (Y9.1bn trading revenue, Y1.9bn loan-loss provision reversal) were booked in FY2022/23 3Q. 813479 STAMP 2. Wholesale net revenue (annualized) divided by modified risk-weighted assets (daily average for the accounting period) used by Wholesale. Modified risk-weighted assets (daily average for the accounting period) is a non-GAAP financial measure and is the total of (i) risk-weighted assets (as calculated and presented under Basel III) and (ii) an adjustment equal to the regulatory adjustment to common equity tier 1 capital calculated and presented under Basel III divided by our internal minimum capital ratio target.

Wholesale: Global Markets Net revenue Key points (billions of yen) Full Net year revenue: Y707.1bn (+8% YoY) as 800.0- in Fixed Spread Income Products net revenue and International increased 4% Wealth YoY Management solid momentum more than offset a slowdown in Macro Products Equity 200.0- Products Equities net across revenue all regions grew 13% and YoY stronger on higher revenues revenues in Japan in FI: Others1 Execution Services due to higher market volumes 600.0 FI: Macro Fourth quarter 150.0 Products2 Y204.4bn (+19% QoQ; +37% NetGlobal revenue: Markets net revenue increased across YoY) all FI: -regions Spread reported improved performance in EMEA and the Products3- Fixed Income 400.0 Americas on uptick in client activity, while Equities booked 100.0 4 stronger revenues QoQ driven by Japan and AEJ EQ: Others Fixed Income EQ: Equity Net revenue: Y122.6bn (+18% QoQ; +40% YoY) 200.0 Products5 and Americas Rates business 50.0- Macro stronger Products: revenues EMEA as Agency Mortgages performance booked EQ: Execution Services6 improved Rates slowed and on SSA back bonds of a contributed; dip in client AEJ activity FX/EM and Japan 0.0 0.0- straight Spread Products: quarter; InSecuritized Credit, Japan Products revenues revenues declined grew as for foreign fifth Full year Quarter bond investment slowed due to sharp yen depreciation, and FY22 AEJ revenues declined as a result of muted China market FY22 FY23 FY2023/24 /23 QoQ YoY Equities /23 /24 4Q 1Q 2Q 3Q 4Q Net revenue: Y81.9bn (+20% QoQ; +32% YoY) Fixed- Equity Products: Japan revenues up strongly on unwinding of 402.4 420.3 87.5 97.4 96.9 103.5 122.6 18% 40% shareholdings and contribution from CB primary transactions; Income Revenues were up in EMEA and AEJ Equities 253.9 286.8 61.8 63.0 73.8 68.2 81.9 20% 32% revenues remained elevated around -Execution similar level Services: to last quarter Japan which included a large offering; Global Markets 656.3 707.1 149.3 160.4 170.7 171.6 204.4 19% 37% International revenues increased 1.International Wealth Management, businesses run together with Investment Banking, and other revenue not attributed to a particular desk. 2. Rates, FX/EM.    3. Credit, Securitized Products. 4. Businesses run together with Investment Banking, includes gain and losses related to transactions with a US client (trading revenue of Y9.1bn was booked in FY2022/23 3Q), Other gains and losses not attributable to individual desk.    5. Cash and derivatives trading and Prime Services.    6. Equities execution business.

Wholesale: Investment Banking Advisory Financing Business momentum remains strong, executed multiple high-Net revenue profile transactions (billions of yen) 60.0 Full year FY2023/24 4Q key transactions 160.0 (billions of yen) many Leveraged cross domestic -border/regional and international deals cooperation on 120.0 Financing, Net revenue Coca-Cola's (US) 40.0 Solutions, etc. to Virbac (France) partial sale of KDDI takeover bid 80.0 take Lawson private acquisition of Sasaeah ThaiNamthip Advisory HD owned by Orix (Thailand) to John 20.0 (Y496.5bn) 40.0 159.0 (Y45.6bn) Swire & Son (UK) (THB20.7m) 0.0 0.0 Blackstone's (US) Full year Quarter Walsin Technology's Phoenix Tower FY22 (Taiwan) Kamaya Church & Dwight FY2023/24 International (US) Electric takeover bid to FY22/23 FY23/24 /23 QoQ YoY takeover bid to (US) Int'l acquisition of Cellnex 116.1 fully own Soshin take Graphico private 4Q 1Q 2Q 3Q 4Q YoY Telecom's (Spain) +31% Electric (Y3.8bn) 116.1 159.0 29.6 30.5 33.4 45.4 49.8 10% 68% Ireland business (Y4.1bn) (€971m) Key points with clients led to multiple Close transactions relations new/repeat Full year revenue: Net Y159bn (+37% YoY) Japan and international revenues up despite decline in global fee pools NIPPON EXPRESS GlobalWafers Daiwa House by ECM, Holdings (Taiwan) Stronger revenues across main products; Japan business led Euro-Yen CB stronger revenues in M&A and DCM, and improved performance in ALF in PO Exchangeable bonds (Y200bn) the Americas (Y35.6bn) (€317m) Fourth quarter 8bn (+10% QoQ; +68% YoY) Japan NetHighest revenue: since Y49 FY16/17 . when comparisons possible; Japan YoY Softbank Group KfW (Germany) IBRD (US) revenues down +44% EUR Sustainable QoQ but remained high, while three international regions all up QoQ Retail bonds USD Green bonds development bonds Advisory (Y550bn) ($2.0bn) (€3.0bn)-Although cross-border revenues deals slowed from strong prior quarter, we executed multiple Applied Systems Gojo & Company, Financing, Solutions, etc.1 UKG (US) (Hellman & Friedman) (US) Elephantech-ALF revenues up on contributions from financing related to Japan MBO FY2022 FY2023 (Hellman & Friedman) Solicitation and sale of and refinancing transactions in the Americas Refinance /23 /24 Refinance unlisted stocks using -Higher revenues from international Solutions transactions and sales of ($6.3bn) ($3.1bn) J- hips shareholdings 1. ECM, DCM, ALF, businesses run together with Global Markets, and other revenue not attributed to a particular product.

Non-interest expenses Full year Fourth quarter Key points (billions of yen) (billions of yen) Full year Non (+9% -interest YoY) expenses: Y1,288.2bn 1,500 400 1,288.2 353.0 Other - Compensation and benefits (+11% YoY) 1,186.1 311.0 321.5 Increase mainly due to yen 302.2 302.6 Business development depreciation, with performance, bonus and provisions higher fixed in line expenses 1,000 costs due to inflation Occupancy and related depreciation - Commissions and floor brokerage 200 (+15% YoY) Information processing and communications Increase higher trading due to volumes yen depreciation and Commissions and floor 500 brokerage Fourth quarter Compensation and benefits Non-interest expenses: Y353bn (+10% QoQ) 0 0 FY2022/ FY2023/ FY22/23 FY2023/24 - Compensation provisions and declined benefits (+4% QoQ) QoQ Bonus QoQ, but we 23 24 4Q 1Q 2Q 3Q 4Q booked higher deferred compensation Compensation and due to a rise in our share price 605.8 673.5 155.6 158.7 167.1 170.6 177.1 3.8% benefits Commissions and floor - Commissions and floor brokerage    119.2 137.3 30.3 31.4 34.3 34.3 37.3 8.7% (+9% QoQ) Information brokerage processing Increased due to higher trading 209.5 217.1 53.7 52.8 53.6 54.3 56.3 3.7% volumes and communications Occupancy and related 66.9 68.7 16.7 16.6 17.5 16.8 17.8 6.0% Other expenses (+48% depreciation - QoQ) Business development Increase in third-party fees 22.6 24.2 6.3 6.1 5.4 6.2 6.5 6.2% Loss provision arising from settlement expenses failures with a broker counterparty Other 162.0 167.2 39.8 37.0 33.1 39.3 57.9 47.5% (approx. Y14bn) Total 1,186.1 1,288.2 302.2 302.6 311.0 321.5 353.0 9.8%

Robust financial position Balance sheet related indicators and capital ratios RWA and CET 1 capital ratio4 Mar 2023 Dec 2023 Mar 2024 (trillions of yen) RWA (Basel 3) (lhs) CET 1 capital ratio (Basel 3) (rhs) Total assets Y47.8trn Y54.8trn Y55.1trn 20.0 16.6% 16.5% 16.3% 16.2% 20.0% 16.3% Shareholders' equity Y3.1trn Y3.3trn Y3.4trn 15.0 15.0% Gross leverage 15.2x 16.7x 16.5x 1 10.0 10.0% Net leverage 9.4x 10.5x 10.2x Level 3 assets2 (net) Y0.9trn Y1.0trn Y1.0trn 5.0 5.0% Liquidity portfolio Y7.6trn Y8.5trn Y8.4trn 0.0 0.0% FY2022/23 FY2023/24 (billions of yen) Mar Dec Mar Mar Jun Sep Dec Mar Basel 3 basis 2023 20233 20242 Tier 1 capital 3,204 3,372 3,465 Changes in RWA2 Tier 2 capital 0.4 0.4 0.4 (trillions of yen) Total capital 3,204 3,372 3,465 20.00 19.03 RWA 17,324 18,345 19,025 18.34 0.74 -0.27 0.21 Tier 1 capital ratio 18.4% 18.3% 18.2% 2.62 2.83 Operational risk 15.00 Credit risk Market risk Operational CET 1 capital ratio4 16.3% 16.3% 16.2% 6.64 risk 6.38 Market risk Consolidated capital adequacy ratio 18.4% 18.3% 18.2% 10.00 Consolidated leverage ratio5 5.63% 5.28% 5.24% HQLA6 Y6.5trn Y6.4trn Y6.5trn 5.00 9.82 Credit risk 6 9.08 LCR 203.8% 191.5% 202.7% TLAC ratio (RWA basis) 31.7% 32.8% 32.9% 0.00 TLAC ratio (Total exposure basis) 10.6% 10.3% 10.4% Dec 2023 Mar 2024 1. Net leverage: Total assets minus securities purchased under agreements to resell and securities borrowed, divided by Nomura Holdings shareholders' equity.    2. Mar 2024 is preliminary. 3.    Risk assets are currently under review and may be adjusted in future.    4.    CET 1 capital ratio is defined as Tier 1 capital minus Additional Tier 1 capital divided by risk-weighted assets. 5.    Tier 1 capital divided by exposure (sum of on-balance sheet exposures and off-balance sheet items). 6.    Daily average for each quarter.

Financial Supplement

Consolidated balance sheet Consolidated balance sheet (billions of yen) Mar 31, Mar 31, Increase Mar 31, Mar 31, Increase 2023 2024 (Decrease) 2023 2024 (Decrease) Assets Liabilities Total cash and cash deposits 4,521 5,155 634 Short-term borrowings 1,009 1,055 46 Total payables and deposits 5,297 6,490 1,193 Total loans and receivables 5,207 6,834 1,627 Total collateralized financing 16,109 19,397 3,288 Trading liabilities 10,558 10,891 333 Total collateralized agreements 18,117 20,995 2,877 Other liabilities 1,176 1,415 239 Long-term borrowings 10,399 12,452 2,053 Total trading assets and private 1 17,609 19,657 2,047 Total liabilities 44,548 51,699 7,151 equity and debt investments Total other assets1 2,317 2,507 190 Equity Total NHI shareholders' equity 3,149 3,350 202 Noncontrolling interest 76 98 23 Total assets 47,772 55,147 7,375 Total liabilities and equity 47,772 55,147 7,375 1. Including securities pledged as collateral.

Value at risk Definition From April 1, 2023, to March 31, 2024 (billions of yen)- 95% confidence level- Maximum: 6.8-1-day time horizon for outstanding portfolio- Minimum: 4.3- Inter-product price fluctuations considered- Average: 5.6 (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 Mar Mar Mar Jun Sep Dec Mar Equity 3.3 3.3 3.3 3.2 3.0 3.6 3.3 Interest rate 4.7 2.6 4.7 4.6 3.5 2.8 2.6 Foreign exchange 1.4 2.1 1.4 2.3 1.7 2.3 2.1 Sub-total 9.4 8.0 9.4 10.1 8.2 8.7 8.0 Diversification benefit -3.2-2.5-3.2-3.9-2.7-2.9-2.5 VaR 6.2 5.5 6.2 6.2 5.5 5.8 5.5

Consolidated financial highlights Full year Quarter (billions of yen) (billions of yen) 200 8% 200 8% 165.9 Net income (loss) attributable to 150 6% 150 6% 5.1% 5.1% Nomura Holdings, Inc. ("NHI") 4.5% shareholders 92.8 3.6% 100 4% 100 4% 3.1% 2.9% 3.1% ROE(%) 56.8 50.5 50 2% 50 2% 35.2 23.3 7.4 0 0% 0 0% FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Net revenue 1,335.6 1,562.0 324.9 348.9 367.8 400.2 445.1 Income (loss) before income taxes 149.5 273.9 22.7 46.3 56.7 78.7 92.1 Net income (loss) attributable to Nomura 92.8 165.9 7.4 23.3 35.2 50.5 56.8 Holdings, Inc. ("NHI") shareholders Total NHI shareholders' equity 3,148.6 3,350.2 3,148.6 3,265.4 3,291.4 3,279.5 3,350.2 ROE (%)1 3.1% 5.1% 3.1% 2.9% 3.6% 4.5% 5.1% Basic-Net income (loss) attributable to NHI 30.86 54.97 2.46 7.71 11.61 16.77 18.92 shareholders per share (yen) Diluted-Net income ( s) attributable to NHI 10 29.74 52.69 2.34 7.40 11.21 16. 18.02 shareholders per share (yen) Total NHI shareholders' equity per share (yen) 1,048.24 1,127.72 1,048.24 1,071.38 1,092.03 1,087.95 1,127.72 1. Quarterly ROE is calculated using annualized year-to-date net income.

Consolidated income Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Revenue Commissions 279.9 364.1 63.8 82.8 88.9 85.7 106.7 Fees from investment banking 113.2 173.3 28.0 31.1 38.6 55.2 48.3 Asset management and portfolio service fees 271.7 310.2 67.4 71.8 76.7 77.5 84.2 Net gain on trading 563.3 491.6 118.3 115.6 116.6 125.1 134.4 Gain (loss) on private equity and debt investments 14.5 11.9 5.3 6.9 1.1 1.9 2.0 Interest and dividends 1,114.7 2,620.9 435.5 549.7 658.5 686.3 726.4 Gain (loss) on investments in equity securities -1.4 9.6 1.2 4.8 2.8 -3.4 5.4 Other 130.9 175.8 51.4 30.8 29.5 52.1 63.4 Total revenue 2,486.7 4,157.3 770.7 893.4 1,012.7 1,080.5 1,170.8 Interest expense 1,151.1 2,595.3 445.7 544.4 644.9 680.3 725.7 Net revenue 1,335.6 1,562.0 324.9 348.9 367.8 400.2 445.1 Non-interest expenses 1,186.1 1,288.2 302.2 302.6 311.0 321.5 353.0 Income (loss) before income taxes 149.5 273.9 22.7 46.3 56.7 78.7 92.1 Net income (loss) attributable to NHI shareholders 92.8 165.9 7.4 23.3 35.2 50.5 56.8

Main revenue items Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Stock brokerage commissions 190.8 242.7 41.3 55.2 58.3 56.4 72.7 Other brokerage commissions 17.9 15.6 4.0 4.0 4.0 3.9 3.8 Commissions Commissions for distribution of investment trusts 0 13.1 30.3 56.2 8.0 13.4 14. 15.7 Other 41.0 49.5 10.4 10.1 12.6 12.3 14.5 Total 279.9 364.1 63.8 82.8 88.9 85.7 106.7 Equity underwriting and distribution 18.9 45.5 5.4 4.5 13.1 17.9 9.9 Fees from Bond underwriting and distribution 21.1 27.5 5.4 5.3 5.2 7.9 9.0 investment banking M&A / Financial advisory fees 53.9 61.6 11.3 13.6 10.0 21.0 17.0 Other 19.3 38.8 5.7 7.6 10.3 8.4 12.4 Total 113.2 173.3 28.0 31.1 38.6 55.2 48.3 Asset management Asset management fees 171.3 193.5 42.6 45.2 47.6 48.1 52.5 and portfolio service Administration fees 76.2 88.2 18.6 20.0 22.0 22.2 23.9 fees Custodial fees 24.2 28.5 6.2 6.6 7.0 7.2 7.7 Total 271.7 310.2 67.4 71.8 76.7 77.5 84.2

Consolidated results: Income (loss) before income taxes by segment and region Adjustment of consolidated results and segment results: Income (loss) before income taxes Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Retail 33.5 122.7 9.8 22.9 29.0 31.9 38.8 Investment Management 43.5 60.2 16.4 3.6 23.2 15.6 17.8 Wholesale 29.4 53.9 -14.2 2.1 8.3 23.0 20.6 Three business segments total 106.4 236.8 11.9 28.7 60.5 70.5 77.1 Other 73.4 47.4 15.7 21.9 -6.5 21.2 10.8 Segments total 179.7 284.2 27.6 50.6 54.1 91.7 87.9 Unrealized gain (loss) on investments in equity -30.3-10.3-4.9-4.3 2.7 -13.0 4.2 securities held for operating purposes Income (loss) before income taxes 149.5 273.9 22.7 46.3 56.7 78.7 92.1 Geographic information: Income (loss) before income taxes1 Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Americas -51.7 14.7 -16.6-19.9 13.1 7.1 14.3 Europe 9.2 -33.1-3.6-5.9-9.2 0.8 -18.8 Asia and Oceania 31.0 23.8 8.7 1.9 2.5 10.1 9.3 Subtotal -11.5 5.4 -11.5-23.9 6.5 18.0 4.8 Japan 161.0 268.5 34.2 70.3 50.2 60.7 87.3 Income (loss) before income taxes 149.5 273.9 22.7 46.3 56.7 78.7 92.1 1. Geographic information is based on U.S. GAAP. (Figures are preliminary for the three months ended March 31, 2024). Nomura's revenues and expenses are allocated based on the country of domicile of the legal entity providing the service. This information is not used for business management purposes.

Segment "Other" Income (loss) before income taxes Full year Quarter (billions of yen) 90 73.4 60 47.4 30 21.9 21.2 15.7 10.8 0 1 2 -63.5 4 5 -30 FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Net gain (loss) related to economic -4.8 2.0 6.3 3.4 -8.9 7.6 0.0 hedging transactions Realized gain (loss) on investments in equity 28.4 21.0 6.2 8.2 0.0 11.8 1.0 securities held for operating purposes Equity in earnings of affiliates 47.7 46.4 12.7 13.7 9.0 8.8 14.9 Corporate items -12.6-12.0-7.8 1.9 1.4 -6.5-8.9 Others 14.7 -10.1-1.8-5.3-8.0-0.5 3.8 Income (loss) before income taxes 73.4 47.4 15.7 21.9 -6.5 21.2 10.8

Retail related data (1) Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 QoQ YoY 4Q 1Q 2Q 3Q 4Q Commissions 112.5 173.5 29.1 41.3 41.9 41.1 49.1 19.4% 68.7% Of which, stock brokerage commission 50.9 80.2 13.4 19.1 18.8 17.2 25.1 46.5% 86.9% Of which, commissions for distribution of investment trusts 30.2 54.9 8.0 13.4 13.5 13.1 15.0 14.5% 87.1% Sales credit 44.2 55.9 10.6 12.8 14.9 14.3 14.0 -1.8% 32.1% Fees from investment banking and other 16.2 23.1 4.2 3.8 5.1 9.1 5.1 -44.3% 19.7% Investment trust administration fees and other 108.1 124.4 26.6 28.4 31.0 31.2 33.9 8.4% 27.4% Net interest revenue 19.3 25.5 4.8 5.8 6.1 6.9 6.7 -2.8% 40.1% Net revenue 300.2 402.4 75.3 92.1 98.9 102.6 108.8 6.0% 44.4% Non-interest expenses 266.7 279.7 65.5 69.1 69.9 70.7 70.0 -1.0% 6.9% Income before income taxes 33.5 122.7 9.8 22.9 29.0 31.9 38.8 21.4% 294.2% Domestic distribution volume of investment trusts1 2,111.0 3,271.8 478.0 726.7 820.5 757.6 966.9 27.6% 102.3% Stock investment trusts 1,560.3 2,525.9 396.2 607.9 626.6 627.3 664.0 5.9% 67.6% Foreign investment trusts 550.7 745.9 81.8 118.8 193.9 130.3 302.9 132.4% 270.4% Other Sales of JGBs for individual investors (transaction base) 526.2 398.9 153.4 103.1 99.6 127.7 68.5 -46.4%-55.3% Retail foreign currency bond sales 949.6 1,164.3 269.7 234.1 381.9 271.1 277.3 2.3% 2.8%  1. Including former Net & Call.

Retail related data (2) Retail client assets (trillions of yen) 160 153.5 153.5 Other 140 133.3 134.4 135.9 Foreign investment 120 122.2 122.2 trusts Bond investment 100 trusts Stock investment 80 trusts 60 Domestic bonds Foreign currency 40 bonds 20 Equities 0 FY2022/23 FY2023/24 FY2022/23 FY2023/24 Mar Mar Mar Jun Sep Dec Mar Equities 78.0 102.5 78.0 86.6 87.7 87.9 102.5 Foreign currency bonds 5.3 6.4 5.3 5.7 5.8 6.0 6.4 Domestic bonds1 13.2 13.7 13.2 13.3 13.3 13.5 13.7 Stock investment trusts 10.2 13.3 10.2 11.3 11.2 11.9 13.3 Bond investment trusts 6.8 7.3 6.8 7.2 7.1 7.1 7.3 Foreign investment trusts 1.2 1.8 1.2 1.4 1.5 1.5 1.8 Other2 7.5 8.6 7.5 7.8 7.8 8.0 8.6 Total 122.2 153.5 122.2 133.3 134.4 135.9 153.5 1. Including CBs and warrants. 2.    Including annuity insurance.

Retail related data (3) Net inflows of cash and securities1 (billions of yen) Full year Quarter Corporates Individuals Corporates Individuals 1,400 1,400 1,200 1,200 1,000 1,000 800 800 600 600 400 400 200 200 0 0 -200-200-400-400-600-600-800-800 FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Corporates2 282 548 27 108 331 756 -647 Individuals3 438 725 173 244 26 464 -8 Total 720 1273 200 352 357 1,220 -656 Inflows of cash and securities4 4,057 4,801 1,064 1,033 1,169 1,303 1,297 1. Cash and securities inflows minus outflows, excluding regional financial institutions. 2. Incudes Corporate section (excluding regional financial institutions) and Japan Wealth Management Group. 3. Includes Retail channels, Net & Call, intermediary, salaried employee business, and Hotto Direct. Figures for FY2023/24 1Q have been revised following a change in definition in FY2023/24 3Q. 4. Retail channels only.

Retail related data (4) Number of accounts (thousands) FY2022/23 FY2023/24 FY2022/23 FY2023/24 Mar Mar Mar Jun Sep Dec Mar Accounts with balance 5,353 5,496 5,353 5,395 5,396 5,448 5,496 Equity holding accounts 2,993 2,972 2,993 2,976 2,962 2,964 2,972 NISA accounts opened (accumulated)1 1,632 1,780 1,632 1,681 1,699 1,758 1,780 Online service accounts 5,208 5,582 5,208 5,297 5,377 5,476 5,582 New Individual accounts / IT share2 Full year Quarter (thousands) FY2022/23 FY2023/24 FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q New individual accounts 199 334 55 60 88 87 99 IT share2 No. of orders 85% 84% 85% 84% 84% 83% 84% Transaction value 59% 59% 59% 58% 58% 59% 59% 1. Including Junior NISA. 2. Ratio of cash stocks traded via online service.

Investment Management related data (1)Full year Quarter FY2022/23 FY2023/24 (billions of yen) FY2022/23 FY2023/24 QoQ YoY 4Q 1Q 2Q 3Q 4Q Business revenue 120.7 137.2 28.7 32.5 33.4 33.3 38.0 14.0% 32.2% Investment gain/loss 7.9 16.9 9.1 -6.0 11.7 5.6 5.6 -0.9%-38.7% Net revenue 128.6 154.1 37.8 26.5 45.1 38.9 43.6 11.8% 15.1% Non-interest expenses 85.1 93.9 21.5 22.9 21.9 23.3 25.8 10.5% 20.1% Income (loss) before income taxes 43.5 60.2 16.4 3.6 23.2 15.6 17.8 13.9% 8.6% Assets under management by company (trillions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 Mar Mar Mar Jun Sep Dec Mar Nomura Asset Management 69.1 91.0 69.1 78.0 78.3 80.4 91.0 Nomura Corporate Research and Asset Management, etc. 3.9 5.6 3.9 4.7 4.9 5.0 5.6 Assets under management (gross)1 73.0 96.6 73.0 82.7 83.2 85.5 96.6 Group company overlap 5.7 7.6 5.7 6.6 6.7 7.0 7.6 Assets under management (net)2 67.3 89.0 67.3 76.1 76.5 78.5 89.0 1. Total of assets under management (gross) of Nomura Asset Management, Nomura Corporate Research and Asset Management, and Wealth Square, as well as third party investments related to assets under management of asset management companies under Investment Management Division. 2. Net after deducting duplications from assets under management (gross).

Investment Management related data (2) Asset inflows/outflows by business1 Full year Quarter FY2022/23 FY2023/24 (billions of yen) FY2022/23 FY2023/24 4Q 1Q 2Q 3Q 4Q Investment trusts business 156 1,845 -358 649 475 -60 780 of which ETFs -250 473 -221 42 266 -131 296 Investment advisory and -916 1,915 -134 1,064 118 385 347 international businesses Total net asset inflow -760 3,760 -492 1,713 593 326 1,128 Domestic public investment trust market and Nomura Asset Management market share2 (trillions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 Mar Mar Mar Jun Sep Dec Mar Domestic public investment trusts Market 166.2 227.0 166.2 187.5 189.1 196.9 227.0 Nomura Asset Management share (%) 27% 26% 27% 27% 27% 26% 26% Domestic public stock investment trusts Market 152.2 211.0 152.2 171.7 173.4 181.3 211.0 Nomura Asset Management share (%) 25% 25% 25% 25% 25% 25% 25% Domestic public bond investment trusts Market 13.9 16.0 13.9 15.8 15.7 15.6 16.0 Nomura Asset Management share (%) 44% 44% 44% 43% 43% 44% 44% ETF Market 63.3 89.6 63.3 72.8 73.1 74.9 89.6 Nomura Asset Management share (%) 44% 43% 44% 44% 43% 43% 43% 1. Based on assets under management (net). 2.    Source Investment Trusts Association, Japan.

Wholesale related data Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 QoQ YoY 4Q 1Q 2Q 3Q 4Q Net revenue 772.4 866.1 178.8 190.9 204.1 217.0 254.2 17.2% 42.1% Non-interest expenses 743.0 812.2 193.1 188.7 195.8 194.0 233.6 20.4% 21.0% Income (loss) before income taxes 29.4 53.9 -14.2 2.1 8.3 23.0 20.6 -10.4%- Breakdown of Wholesale revenues Full year Quarter (billions of yen) FY2022/23 FY2023/24 FY2022/23 FY2023/24 QoQ YoY 4Q 1Q 2Q 3Q 4Q Fixed Income 402.4 420.3 87.5 97.4 96.9 103.5 122.6 18.5% 40.1% Equities 253.9 286.8 61.8 63.0 73.8 68.2 81.9 20.1% 32.5% Global Markets 656.3 707.1 149.3 160.4 170.7 171.6 204.4 19.1% 37.0% Investment Banking 116.1 159.0 29.6 30.5 33.4 45.4 49.8 9.7% 68.4% Net revenue 772.4 866.1 178.8 190.9 204.1 217.0 254.2 17.2% 42.1%

Number of employees FY2022/23 FY2023/24 FY2022/23 FY2023/24 Mar Mar Mar Jun Sep Dec Mar Japan 15,131 14,872 15,131 15,382 15,158 14,996 14,872 Europe 2,937 3,053 2,937 2,971 2,993 3,015 3,053 Americas 2,387 2,440 2,387 2,426 2,486 2,458 2,440 Asia and Oceania1 6,320 6,488 6,320 6,465 6,492 6,449 6,488 Total 26,775 26,853 26,775 27,244 27,129 26,918 26,853 1. Includes Powai office in India.

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Nomura Holdings Inc. published this content on 02 May 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 May 2024 11:51:38 UTC.