HIMADRI SPECIALITY CHEMICAL LIMITED Ref. No: HSCL / Stock-Ex/2022-23/69
Date: 01/11/2022
E-mail:monika@himadri.com | |
Ref: Listing Code: 500184 (Equity) | Ref: Listing Code: HSCL |
BSE Limited | National Stock Exchange of India Ltd |
Department of Corporate Services | Exchange Plaza, C-1,Block-G |
P. J. Towers, 25th Floor, | Bandra Kurla Complex, |
Dalal Street, | Bandra (E) |
Mumbai- 400 001 | Mumbai- 400 051 |
Sub-Reporting of Violation relating to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015
Ref: SEBI Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020
Dear Sir/Madam
In terms of Company's Code of Conduct (To Regulate, Monitor and Report of Trading by Designated Persons) ("Insider Trading Code ") read with Schedule B and Regulation 9 of the SEBI (Prohibition of Insider Trading) Regulations, 2015, we hereby submit a report in respect of violation of Insider Trading Code of the Company as per format specified by SEBI vide its Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020.
You are requested to kindly take the above information on your records.
Thanking you.
Yours faithfully, For Himadri Speciality Chemical Ltd
Monika
Saraswat
Digitally signed by Monika Saraswat DN: c=IN, o=Personal, title=0010, pseudonym=133084000042813916OP4Kk269lhp2Ku, 2.5.4.20=6b06d113abc64c2fc52629405130a8d764b5fae5b766 f76fa0314a5c7ed5d130, postalCode=711101, st=West Bengal, serialNumber=e3ef4fb1f3715333065f97d82f739ec44555ebefa 0082e68321386eb1d57ae85, cn=Monika Saraswat
Date: 2022.11.01 18:20:54 +05'30'
(Company Secretary &
Compliance Officer)
ACS: 29322
Enclo: a/a
- Report by Himadri Speciality Chemical Ltd for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.
[For listed companies: Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015
Sr. | Particulars | Details | ||||||||
No. | ||||||||||
1 | Name of the listed company | Himadri Speciality Chemical Ltd | ||||||||
2 | Please tick appropriate checkbox | Listed Company | ||||||||
Reporting in capacity of : | ||||||||||
☐ Listed Company | ||||||||||
☐ Intermediary | ||||||||||
☐ Fiduciary | ||||||||||
3 | A. Details of Designated Person (DP) | |||||||||
i. Name of the DP | Mr. Dinesh Kumar Verma | |||||||||
ii. PAN of the DP | AEAPV4159F | |||||||||
iii. | Designation of DP | General Manager | ||||||||
iv. | Functional Role of DP | Finance & Accounts | ||||||||
v. | Whether DP is Promoter or | No | ||||||||
belongs to Promoter Group | ||||||||||
B. If Reporting is for immediate relative of DP | ||||||||||
i. | Name of the immediate relative of | Not Applicable | ||||||||
DP | ||||||||||
ii. PAN of the immediate relative of | Not Applicable | |||||||||
DP | ||||||||||
C. Details of transaction(s) | ||||||||||
i. Name of the scrip | Himadri Speciality Chemical Ltd | |||||||||
NSE Listing Code: HSCL | ||||||||||
BSE Listing Code: 500184 | ||||||||||
ii. | No of shares traded and value | |||||||||
(Rs.) (Date- wise) | ||||||||||
Date | Transac | No of | Value | |||||||
tion | Share | (Rs) | ||||||||
11/12/2020 | Buy | 200 | 8,565.05 | |||||||
25/02/2021 | Sale | 200 | 9,726.00 | |||||||
D. In case value of trade(s) is more than Rs.10 lacs in a calendar quarter | |||||
i. | Date of intimation of trade(s) | Not Applicable | |||
by | concerned | ||||
DP/director/promoter/promot | |||||
er group to Company under | |||||
regulation 7 of SEBI (PIT) | |||||
Regulations, 2015 | |||||
ii. | Date of intimation of trade(s) | Not Applicable | |||
by Company | to stock | ||||
exchanges | under | ||||
Regulation | 7 | of SEBI | |||
(PIT) Regulations, 2015 | |||||
4 | Details of violations observed under | Execution of Contra Trades in shares of the | |||
Code of Conduct | Company by the Dp. | ||||
5 | Action taken by Listed company | The Company had issued a warning letter and | |||
instructed to remit 100% of the profit made i.e Rs. | |||||
1,160.95 to SEBI for credit to the Investor | |||||
Protection and Education Fund. | |||||
6 | Reasons recorded in writing for | Violation of Insider Trading Code of Company- | |||
taking action stated above | execution of contra trade. | ||||
7 | Details of the previous instances of | Nil | |||
violations, if any, since last financial | |||||
year | |||||
8 | If any amount collected for Code of Conduct violation(s) | ||||
i. Mode of transfer to SEBI - | Online Payment on 01.11.2022 | ||||
ii. Details of transfer/payment In case | Rs 1,160.95 (Transaction Ref No 230515837514) | ||||
of Online | Name of the Transferor: Dinesh Kumar Verma | ||||
Bank Name: ICICI Bank | |||||
iii. In case of Demand Draft (DD): | A/c No :000601545264 | ||||
9 | Any other relevant information | Nil | |||
- Report by Himadri Speciality Chemical Ltd for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.
[For listed companies: Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015
Sr. | Particulars | Details | ||||||||
No. | ||||||||||
1 | Name of the listed company | Himadri Speciality Chemical Ltd | ||||||||
2 | Please tick appropriate checkbox | Listed Company | ||||||||
Reporting in capacity of : | ||||||||||
☐ Listed Company | ||||||||||
☐ Intermediary | ||||||||||
☐ Fiduciary | ||||||||||
3 | A. Details of Designated Person (DP) | |||||||||
i. Name of the DP | Mr. Abhishek Damani | |||||||||
ii. PAN of the DP | ALGPD2176B | |||||||||
iii. | Designation of DP | AGM - Finance & Accounts | ||||||||
iv. | Functional Role of DP | Finance & Accounts | ||||||||
v. | Whether DP is Promoter or | No | ||||||||
belongs to Promoter Group | ||||||||||
B. If Reporting is for immediate relative of DP | ||||||||||
i. | Name of the immediate relative | Not Applicable | ||||||||
of DP | ||||||||||
ii. PAN of the immediate relative | Not Applicable | |||||||||
of DP | ||||||||||
C. Details of transaction(s) | ||||||||||
i. Name of the scrip | Himadri Speciality Chemical Ltd | |||||||||
NSE Listing Code: HSCL | ||||||||||
BSE Listing Code: 500184 | ||||||||||
ii. No of shares traded and value | ||||||||||
(Rs.) (Date- wise) | ||||||||||
Date | Trans | No of | Per | Value | ||||||
action | Share | Share | (Rs) | |||||||
30/03/2021 | Sale | 2640 | 41.85 | 1,10,484 | ||||||
24/09/2021 | Buy | 10 | 49.70 | 497 | ||||||
D. In case value of trade(s) is more than Rs.10 lacs in a calendar quarter | ||||||||||
i. | Date of intimation of trade(s) | Not Applicable | ||||
by | concerned | |||||
DP/director/promoter/promot | ||||||
er group to Company under | ||||||
regulation 7 of SEBI (PIT) | ||||||
Regulations, 2015 | ||||||
ii. | Date of intimation of trade(s) | Not Applicable | ||||
by | Company | to stock | ||||
exchanges | under | |||||
Regulation | 7 | of SEBI | ||||
(PIT) Regulations, 2015 | ||||||
4 | Details of violations observed under | Execution of Contra Trades in shares of the | ||||
Code of Conduct | Company by the Dp. | |||||
5 | Action taken by Listed company | The Company had issued a warning letter and | ||||
cautioned him not to repeat any violation in future | ||||||
under the Code. | ||||||
6 | Reasons recorded in writing for | Violation of Insider Trading Code of Company- | ||||
taking action stated above | execution of contra trade. | |||||
7 | Details of the previous instances of | Nil | ||||
violations, if any, since last financial | ||||||
year | ||||||
8 | If any amount collected for Code of Conduct violation(s) | |||||
i. Mode of transfer to SEBI - | Nil | |||||
ii. Details of transfer/payment In case | ||||||
of Online | ||||||
iii. In case of Demand Draft (DD): | Nil | |||||
Nil | ||||||
9 | Any other relevant information | Nil | ||||
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Himadri Speciality Chemical Ltd. published this content on 01 November 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 November 2022 15:59:06 UTC.
