Focus Minerals : Change in substantial holding

December 28, 2021 at 09:47 pm EST

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

For personal use only

To Company Name/Scheme	Focus Minerals Ltd
ACN/ARSN	ACN 005 470 799

1. Details of substantial holder (1)

Name	Neil S. Subin, Estate of Lloyd I. Miller, III and each of the entities listed as holders of relevant interests in Annexure B

ACN/ARSN (if applicable)	N/A
There was a change in the interests of the
substantial holder on		24/12/2021
The previous notice was given to the company on	22/10/2021

The previous notice was dated		21/10/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
Person's votes	Voting power (5)	Person's votes	Voting power (5)

		9.87% (based on		8.45% (based on
			182,748,565
Ordinary shares	18,041,960	182,748,565 ordinary shares	15,451,009
ordinary shares on
		on issue)
			issue)

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

		Person whose		Consideration	Class and
	Date of	relevant	Nature of	number of	Person's votes
	given in relation
	change	interest	change (6)	securities	affected
	to change (7)
		changed		affected

	See Annexure A
4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered	Person entitled	Nature of	Class and
relevant	holder of	to be registered	relevant	number of	Person's votes
interest	securities	as holder (8)	interest (6)	securities

See Annexure B

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

For personal use only

Name and ACN/ARSN (if applicable)	Nature of association

N/A	N/A

6. Addresses

The addresses of persons named in this form are as follows:

	Name	Address

	Lloyd I. Miller, III Revocable Trust	2336 S.E. Ocean Boulevard, Suite 400 Stuart, FL 34996
	LIMFAM LLC	2336 S.E. Ocean Boulevard, Suite 400 Stuart, FL 34996
	Milfam II L.P.	2336 S.E. Ocean Boulevard, Suite 400 Stuart, FL 34996
	MBM Trust A-4	2336 S.E. Ocean Boulevard, Suite 400 Stuart, FL 34996
	Miller Family Education and Medical	2336 S.E. Ocean Boulevard, Suite 400 Stuart, FL 34996
	T
	Susan F. Miller Spousal Trust A-4	2336 S.E. Ocean Boulevard, Suite 400 Stuart, FL 34996

Signature

print name	Neil S. Subin (in the applicable capacity)	capacity	General Partner /
Manager / Trustee /
			Advisor
sign here		date	28/12/21

DIRECTIONS

For personal use only

If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
1. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
2. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

This is Annexure A of 5 pages referred to in Form 604

		print name Neil S. Subin (in the applicable capacity)		capacity	General Partner /
			Manager / Trustee /
							Advisor
only		ign here			date	28/12/2021


Date of change	Person whose relevant interest changed	Nature of	Consideration given in	Class and number of		Person's votes
	change	relation to change (7)]	securities affected		affected
				(6)


	21/10/2021	Marli B. Miller Trust A-4		0.285			70,544
				Sell		70544 ordinary share
	21/10/2021	Miller Family Education and Medical Trust		0.285			41,499
				Sell		41499 ordinary shares
	21/10/2021	Susan F. Miller Spousal Trust A-4		0.285			41,499
use				Sell		41499 ordinary shares
21/10/2021	Milfam II L.P.		0.285			41,157
			Sell		41157 ordinary shares

	21/10/2021	Lloyd I. Miller, III Revocable Trust		0.285			12,845
				Sell		12845 ordinary shares
		LIMFAM LLC		0.285			2,155
	21/10/2021			Sell		2155 ordinary shares
	28/10/2021	Marli B. Miller Trust A-4	Sell	0.285
						2825 ordinary shares		2,825
	28/10/2021	Miller Family Education and Medical Trust	Sell	0.285
personal						1663 ordinary shares		1,663
28/10/2021	Susan F. Miller Spousal Trust A-4	Sell	0.285
					1663 ordinary shares		1,663

	28/10/2021	Milfam II L.P.	Sell	0.285
						1649 ordinary shares		1,649
	28/10/2021	Lloyd I. Miller, III Revocable Trust	Sell	0.285
						515 ordinary shares		515
		LIMFAM LLC	Sell	0.285
	28/10/2021					86 ordinary shares		86
	10/11/2021	Marli B. Miller Trust A-4		0.285			29,874
				Sell		29874 ordinary shares
	10/11/2021	Miller Family Education and Medical Trust		0.285			17,574
				Sell		17574 ordinary shares
	10/11/2021	Susan F. Miller Spousal Trust A-4		0.285			17,574
				Sell		17574 ordinary shares
	10/11/2021	Milfam II L.P.		0.285			17,429
				Sell		17429 ordinary shares
	10/11/2021	Lloyd I. Miller, III Revocable Trust		0.285			5,440
				Sell		5440 ordinary shares
		LIMFAM LLC		0.285			912
	10/11/2021			Sell		912 ordinary shares
	11/11/2021	Marli B. Miller Trust A-4		0.285			16,888
				Sell		16888 ordinary shares
	11/11/2021	Miller Family Education and Medical Trust		0.285			9,934
For				Sell		9934 ordinary shares
11/11/2021	Susan F. Miller Spousal Trust A-4		0.285			9,934
			Sell		9934 ordinary shares
11/11/2021	Milfam II L.P.		0.285			9,853
			Sell		9853 ordinary shares
11/11/2021	Lloyd I. Miller, III Revocable Trust		0.285			3,075
			Sell		3075 ordinary shares
	LIMFAM LLC		0.285			516
11/11/2021			Sell		516 ordinary shares
	Marli B. Miller Trust A-4		0.285			16,820
	12/11/2021			Sell		16820 ordinary shares
		Miller Family Education and Medical Trust		0.285			9,895
	12/11/2021			Sell		9895 ordinary shares
		Susan F. Miller Spousal Trust A-4		0.285			9,895
	12/11/2021			Sell		9895 ordinary shares
		Milfam II L.P.		0.285			9,813
	12/11/2021			Sell		9813 ordinary shares

96494026

		Lloyd I. Miller, III Revocable Trust		0.285		3,063
	12/11/2021		Sell		3063 ordinary shares
		LIMFAM LLC		0.285		514
	12/11/2021		Sell		514 ordinary shares
	18/11/2021	Marli B. Miller Trust A-4		0.2978		185,818
			Sell		185818 ordinary shares
	18/11/2021	Miller Family Education and Medical Trust		0.2978		109,310
only			Sell		109310 ordinary shares
18/11/2021	Susan F. Miller Spousal Trust A-4		0.2978		109,310
		Sell		109310 ordinary shares

	18/11/2021	Milfam II L.P.		0.2978		108,410
			Sell		108410 ordinary shares
	18/11/2021	Lloyd I. Miller, III Revocable Trust		0.2978		33,835
			Sell		33835 ordinary shares
		LIMFAM LLC		0.2978		5,677
	18/11/2021		Sell		5677 ordinary shares
	19/11/2021	Marli B. Miller Trust A-4		0.31		72,068
			Sell		72068 ordinary shares
	19/11/2021	Miller Family Education and Medical Trust		0.31		42,395
use			Sell		42395 ordinary shares
19/11/2021	Susan F. Miller Spousal Trust A-4		0.31		42,395
		Sell		42395 ordinary shares
19/11/2021	Milfam II L.P.		0.31		42,046
		Sell		42046 ordinary shares
19/11/2021	Lloyd I. Miller, III Revocable Trust		0.31		13,123
		Sell		13123 ordinary shares
	LIMFAM LLC		0.31		2,202
19/11/2021		Sell		2202 ordinary shares
22/11/2021	Marli B. Miller Trust A-4		0.31		8,127
		Sell		8127 ordinary shares
personal	22/11/2021	Miller Family Education and Medical Trust		0.31		4,781
		Sell		4781 ordinary shares
22/11/2021	Susan F. Miller Spousal Trust A-4		0.31		4,781

			Sell		4781 ordinary shares
	22/11/2021	Milfam II L.P.		0.31		4,741
			Sell		4741 ordinary shares
	22/11/2021	Lloyd I. Miller, III Revocable Trust		0.31		1,480
			Sell		1480 ordinary shares
		LIMFAM LLC		0.31		248
	22/11/2021		Sell		248 ordinary shares
	23/11/2021	Marli B. Miller Trust A-4		0.3		33,641
			Sell		33641 ordinary shares
	23/11/2021	Miller Family Education and Medical Trust		0.3		19,790
			Sell		19790 ordinary shares
	23/11/2021	Susan F. Miller Spousal Trust A-4		0.3		19,790
			Sell		19790 ordinary shares
	23/11/2021	Milfam II L.P.		0.3		19,627
			Sell		19627 ordinary shares
	23/11/2021	Lloyd I. Miller, III Revocable Trust		0.3		6,125
			Sell		6125 ordinary shares
	23/11/2021	LIMFAM LLC				1,027
			Sell	0.3	1027 ordinary shares
	03/12/2021	Marli B. Miller Trust A-4		0.31		5,241
For			Sell		5241 ordinary shares
03/12/2021	Miller Family Education and Medical Trust		0.31		3,083
		Sell		3083 ordinary shares

	03/12/2021	Susan F. Miller Spousal Trust A-4		0.31		3,083
			Sell		3083 ordinary shares
	03/12/2021	Milfam II L.P.		0.31		3,057
			Sell		3057 ordinary shares
	03/12/2021	Lloyd I. Miller, III Revocable Trust		0.31		954
			Sell		954 ordinary shares
		LIMFAM LLC		0.31		160
	03/12/2021		Sell		160 ordinary shares
	24/12/2021	Marli B. Miller Trust A-4				429,767
			Sell	0.30990	429767 ordinary shares
	24/12/2021	Miller Family Education and Medical Trust				252,817
			Sell	0.30990	252817 ordinary shares
	24/12/2021	Susan F. Miller Spousal Trust A-4				252,817
			Sell	0.30990	252817 ordinary shares

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Focus Minerals Ltd. published this content on 29 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 December 2021 02:46:02 UTC.

	1st Jan change	Capi.
FOCUS MINERALS LIMITED	-16.22%	27.75M
NEWMONT CORPORATION	+6.40%	51.22B
AGNICO EAGLE MINES LIMITED	+27.84%	35.27B
BARRICK GOLD CORPORATION	+1.55%	31.39B
WHEATON PRECIOUS METALS CORP.	+20.73%	25.85B
NORTHERN STAR RESOURCES LIMITED	+9.38%	11.59B
ANGLOGOLD ASHANTI PLC	+35.85%	10.79B
KINROSS GOLD CORPORATION	+39.78%	9.83B
ROYAL GOLD, INC.	+11.04%	8.83B
POLYUS	-.--%	8.75B

1st Jan change

Capi.

FOCUS MINERALS LIMITED

-16.22%

27.75M

NEWMONT CORPORATION

+6.40%

51.22B

AGNICO EAGLE MINES LIMITED

+27.84%

35.27B

BARRICK GOLD CORPORATION

+1.55%

31.39B

WHEATON PRECIOUS METALS CORP.

+20.73%

25.85B

NORTHERN STAR RESOURCES LIMITED

+9.38%

11.59B

ANGLOGOLD ASHANTI PLC

+35.85%

10.79B

KINROSS GOLD CORPORATION

+39.78%

9.83B

ROYAL GOLD, INC.

+11.04%

8.83B

POLYUS

-.--%

8.75B

Market Closed - Australian S.E. Other stock markets 08:02:30 2024-05-20 pm EDT			5-day change	1st Jan Change
0.155 ^AUD	+6.90%		+14.81%	-16.22%

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