Filatex India : Insider Trading - Others

FILATEX INDIA LIMITED

CIN No.L17119DN1990PLC000091

FIL/SE/2022-23/02 15thApril, 2022

Subject: Reporting for violations done by Designated Employee relating to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations. 2015

Dear Sir/ Madam,

Please find attached report in prescribed format for violations done by Designated Employee relating to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.

This is for your information please.

Thanking you,

Yours faithfully,

For FILATEX INDIA LIMITED

COMPANY SECRETARY

CORPORATE OFFICE

REGD. OFFICE & WORKS

SURAT OFFICE

MUMBAI OFFICE

Bhageria House

S. No. 274 Demni Road

43 Community Centre

Dadra 396193

New Friends Colony

New Delhi 110025, India

U.T. of-Dadra & Nagar Haveli India

Bhageria House Ring Road Surat 395002 India

321, Maker Chamber -V Nariman Point

Mumbai •400021 India

P +91.11.26312503,26848633/44

F +91.11.26849915

P +91.260.2668343/8510 F +91.260.2668344

• P +91.261.4030000

• F +91.261.2310796

  P +91.22.22026005/06 F +91.22.22026006

  Efildslhi@filatex.com

  Efildadra@filatex.com

• Efilsurat@filatox.com

Efilmumbai@filatex.com

Website:www.filatex.com

REPORT BY FILATEX INDIA LIMITED FOR VIOLATIONS RELATED TO CODE OF CONDUCT UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015

{For listed companies: Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading)

Regulations, 2015}

Sr. No.

2.

3.

1.

Name of the listed company/ Intermediary/Fiduciary

Please tick appropriate checkbox Reporting in capacity o f:

• □ Listed Company J

• □ Intermediary

• □ Fiduciary

A. Details of Designated Person (DP)B. If Reporting is for immediate relative of DP

Name of the immediate relative of DP

PAN of the immediate relative of DP

C. Details of transaction(s)

Name ofthe scrip

No of shares traded and value (Rs.) (Date- wise)

Filatex India Limited

• (a) 4000 shares sold on 14.03.2022 amounting to Rs. 5.03,000/-,

• (b) 2000 shares bought on 16.03.2022 amounting to Rs.2,49,540/-,

• (c) 4000 shares sold on 17.03.2022 amounting to Rs. 5,03,000/-,

• (d) 6000 shares sold on 21.03.2022 amounting to Rs. 7,71,480/- &

(e) 4000 shares sold on 23.03.2022 amounting to Rs. 5,31,000/-

D. In case value of trade(s) is more than Rs.10 lacs in a calendar quarter

Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI (PIT) Regulations, 2015

Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI (PIT) Regulations, 2015

4.

Details of violations observed under Code of Conduct

NA NAYes

NANAAbove sale and purchase of the shares within six months became contra trade. No preclearance was sought by the concerned employee.

Action taken by Listed company/ Intermediary/ Fiduciary

The Company reviewed the matter and imposed a fine of Rs. 10,000 and also issued a warning letter to take utmost care in future to avoid further stringent action.__________

Reasons recorded in writing for taking action stated above

Details of the previous instances of violations, if any, since last financial year

9.

10.

If any amount collected for Code of Conduct violation(s)_______________________________ i. Mode of transfer to SEBI - IPEF (Online/Demand Draft)__________ ii. Details oftransfer/payment

In case of Online:

Particulars Bank Name and branch

DD Number DD date

DD amount (in Rs.)Any other relevant informationDate: 15.04.2022 Place: New DelhiDetailsThe Company imposed above mentioned fine after taking into account the explanation furnished by the Designated Person regarding inadvertent sale and purchase of shares within six months.

He had sold 2000 shares on 05.01.2022 during window closure period.________________________

For FILATEX INDIA LIMITED For Filatex India Limited

Raman Kumar Jha

Company Secretary and Compliance Officer PAN: AHGPJ3334B

Email ID:secretarial@filatex.com