RNS Number : 0652Z
Central Asia Metals PLC
08 January 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in
Microsoft Word format if possible)i
1a. Identity of the issuer or the | CENTRAL ASIA METALS PLC | ||
underlying issuer of existing shares to | |||
which voting rights are attachedii: | |||
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if | ||
appropriate) | |||
Non-UK issuer |
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | X | |||||||
An acquisition or disposal of financial instruments | ||||||||
An event changing the breakdown of voting rights | ||||||||
Other (please specify)iii: | ||||||||
3. Details of person subject to the notification obligationiv | ||||||||
Name | CANACCORD GENUITY GROUP INC | |||||||
City and country of registered office (if | VANCOUVER, CANADA | |||||||
applicable) | ||||||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||||
Name | DISCRETIONARY CLIENTS | |||||||
City and country of registered office (if | As above | |||||||
applicable) | ||||||||
5. Date on which the threshold was | 03 JANUARY 2020 | |||||||
crossed or reachedvi: | ||||||||
6. Date on which issuer notified | 07 JANUARY 2020 | |||||||
(DD/MM/YYYY): | ||||||||
7. Total positions of person(s) subject to the notification obligation | ||||||||
% of voting | % of voting rights | Total number of | ||||||
through financial | ||||||||
rights attached | Total of both in | |||||||
instruments | voting rights of | |||||||
to shares (total | % (8.A + 8.B) | |||||||
(total of 8.B 1 + | issuervii | |||||||
of 8. A) | ||||||||
8.B 2) | ||||||||
Resulting | ||||||||
situation on the | ||||||||
date on which | 4.9716 | 4.9716 | 175,986,619 | |||||
threshold was | ||||||||
crossed or | ||||||||
reached | ||||||||
Position of | ||||||||
previous | 9.2093 | 9.2093 | ||||||
notification (if | ||||||||
applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
ISIN code (if | Direct | Indirect | Direct | Indirect |
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
possible) | 2004/109/EC) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) |
(DTR5.1) | (DTR5.2.1) | (DTR5.2.1) | ||
GB00B67KBV28 | 8,749,321 | 4.9716 | ||
SUBTOTAL 8. A | 8,749,321 | 4.9716 |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of | Number of voting | |||
Expiration | Exercise/ | rights that may be | % of voting | |
financial | datex | Conversion Periodxi | acquired if the | rights |
instrument | instrument is | |||
exercised/converted. | ||||
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of | Expiration | Exercise/ | Physical or | Number of | % of voting | |
financial | Conversion | cash | ||||
datex | xii | voting rights | rights | |||
instrument | Period | xi | settlement | |||
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person X or legal entityxiv (please add additional rows as necessary)
% of voting rights | % of voting rights | ||
through financial | Total of both if it | ||
if it equals or is | |||
Namexv | instruments if it | equals or is higher | |
higher than the | |||
equals or is higher | than the notifiable | ||
notifiable | |||
than the notifiable | threshold | ||
threshold | |||
threshold | |||
Canaccord Genuity | 4.9716 | 4.9716 | |
Group Inc. | |||
Canaccord Genuity | 4.9716 | 4.9716 | |
Wealth Group | |||
Holdings Limited | |||
Canaccord Genuity | |||
Wealth Group | 4.9716 | 4.9716 | |
Holdings (Jersey) | |||
Limited | |||
Canaccord Genuity | 4.9716 | 4.9716 | |
Wealth Group | |||
Limited | |||
Canaccord Genuity | 0.0767 | 0.0767 | |
Wealth Limited | |||
Hargreave Hale Ltd | 4.8949 | 4.8949 |
10. In case of proxy voting, please identify: Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of | BLACKPOOL, ENGLAND |
completion | |
Date of | 07 JANUARY 2020 |
completion | |
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Central Asia Metals plc published this content on 08 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 January 2020 07:32:09 UTC