For personal use only

Sydney

Level 2, 5 Martin Place

Sydney NSW 2000 Australia

GPO Box 3698

Sydney NSW 2001

www.challenger.com.au

Telephone 02 9994 7000

Facsimile 02 9994 7777

10 March 2022

The Manager

Company Announcements Office

ASX Limited

20 Bridge Street

SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder - AUB Group Limited (AUB)

We attach a notice of change of interests of substantial holder in AUB Group Limited. This notice is given by Challenger Limited and each of its associated entities named in Annexure 2 to this notice.

Yours faithfully

Linda Matthews

Company Secretary

Melbourne Level 19, 31 Queen Street PO Box 297, Flinders Lane, Melbourne VIC 3000 Telephone 02 9994 7000 Facsimile 02 9994 7777 Brisbane Level 6, 215 Adelaide Street, Brisbane QLD 4000 Telephone 07 3136 5400 Facsimile 07 3136 5407

Perth Level 26, 140 St Georges Terrace, Perth WA 6000 Telephone 08 6466 9613 Adelaide Level 7, Suite 714, 147 Pirie Street, Adelaide SA 5000 Telephone 08 8427 9511

Challenger Limited ABN 85 106 842 371 Challenger Group Services Pty Limited ABN 91 085 657 307 Challenger Life Company Limited ABN 44 072 486 938 AFSL 234670

Challenger Investment Partners Limited ABN 29 092 382 842 AFSL 234 678

Challenger Retirement and Investment Services Limited ABN 80 115 534 453 AFSL295642 RSE Licence No. L0001304

Challenger Mortgage Management Pty Ltd ABN 72 087 271 109 Challenger Securitisation Management Pty Ltd ABN 56 100 346 898 AFSL 244593 Challenger Investment Solutions Management Pty Ltd ABN 63 130 035 353 AFSL 487354

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

For personal use only

ToCompany Name/Scheme

AUB Group Limited

ACN/ARSN

000 000 715

1. Details of substantial holder(1)

Name

Challenger Limited (and its entities listed in Annexure 2)

ACN/ARSN (if applicable)

106 842 371

There was a change in the interests of the substantial holder on

08/03/2022

The previous notice was given to the company on

14/09/2021

The previous notice was dated

14/09/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Classof securities (4)

Previous notice

Present notice

Person's votes

Voting power (5)

Person's votes

Voting power (5)

Ordinary Fully Paid

4,989,259

6.71%

5,903,204

7.93%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change

Person whose relevant

Nature of change (6)

Consideration given in

Class and number of

Person's votes

interest changed

relation to change (7)

securities affected

affected

Refer

Challenger Limited Refer

Refer

Refer

Refer

Annexure 1

(and its entities

Annexure 1

Annexure 1

Annexure 1

Annexure 1

listed in Annexure

2)

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant

Registered holder of

Person entitled to be

Nature of relevant interest (6) Class and number of Person's votes

interest

securities

registered as holder

securities

(8)

Challenger Limited (and

Citicorp Nominees

Citicorp

Ordinary Fully Paid

2,020,521

2,020,521

its entities listed in

Pty Limited

Nominees Pty

securities purchased

(Ordinary Fully

Annexure 2)

Limited

and sold on market

Paid)

and acquired and sold

(via off market transfer)

by Challenger Limited

(and its entities listed

in Annexure 2) and

obtains a relevant

interest by virtue of

section 608(3) of the

Corporations Act 2001

(Cth)

Challenger Limited (and

J. P. Morgan

J. P. Morgan

As above

1,672,352

1,672,352

its entities listed in

Nominees

Nominees

(Ordinary Fully

Annexure 2)

Australia Pty

Australia Pty

Paid)

Limited

Limited

For personal use only

Challenger Limited (and

HSBC Custody

HSBC Custody

As above

1,614,403

1,614,403

its entities listed in

Nominees

Nominees

(Ordinary Fully

Annexure 2)

(Australia) Limited

(Australia)

Paid)

Limited

Challenger Limited (and

National Nominees

National

As above

595,928 (Ordinary

595,928

its entities listed in

Limited

Nominees

Fully Paid)

Annexure 2)

Limited

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

N/A

N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Challenger Limited (and its entities

Level 2, 5 Martin Place, Sydney NSW 2000

listed in Annexure 2)

Signature

print name

Linda Matthews

Capacity

Company Secretary

sign here

date

10/03/2022

DIRECTIONS

  1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  2. See the definition of "associate" in section 9 of the Corporations Act 2001.
  3. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  4. The voting shares of a company constitute one class unless divided into separate classes.
  5. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  6. Include details of:
  1. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  2. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  1. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  2. If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 2 page/s and is referred to in Form 604 signed by me and dated 10/03/2022

Linda Matthews

Company Secretary of Challenger Limited

only

Transactions:

Company

Name/Scheme:

AUB Group Limited (AUB)

As at:

08/03/2022

Class of security:

Ordinary Fully Paid

Date of Change

Holder of relevant interest Nature of Change

Challenger Limited (and its

entities listed in Annexure

use

08/03/2022 2)

BUY

08/03/2022 As above

BUY

08/03/2022 As above

BUY

08/03/2022 As above

BUY

08/03/2022 As above

BUY

personal

08/03/2022 As above

BUY

08/03/2022 As above

BUY

25/02/2022

As above

BUY

08/03/2022

As above

BUY

08/03/2022 As above

BUY

08/03/2022 As above

BUY

08/03/2022 As above

BUY

08/03/2022 As above

BUY

04/03/2022 As above

BUY

04/03/2022 As above

BUY

04/03/2022 As above

BUY

04/03/2022 As above

BUY

04/03/2022 As above

BUY

28/02/2022 As above

BUY

28/02/2022 As above

BUY

28/02/2022 As above

BUY

28/02/2022 As above

BUY

28/02/2022 As above

BUY

28/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

For

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

25/02/2022 As above

BUY

24/02/2022 As above

BUY

24/02/2022 As above

BUY

24/02/2022 As above

BUY

24/02/2022 As above

BUY

24/02/2022 As above

BUY

24/02/2022 As above

BUY

22/02/2022 As above

BUY

22/02/2022 As above

BUY

22/02/2022 As above

BUY

22/02/2022 As above

BUY

Number of

Person's Votes

Consideration

Securities

Affected

341,073

17,075

17,075

378,167

18,932

18,932

125,583

6,287

6,287

722,096

36,150

36,150

956,143

47,867

47,867

1,148,782

57,511

57,511

11,516

576

576

12,776

639

639

4,239

212

212

24,373

1,219

1,219

32,270

1,614

1,614

38,788

1,940

1,940

243,847

11,431

11,431

91,173

4,274

4,274

275,653

12,922

12,922

831,248

38,967

38,967

691,288

32,406

32,406

191,084

8,875

8,875

214,531

9,964

9,964

70,836

3,290

3,290

408,091

18,954

18,954

537,318

24,956

24,956

645,078

29,961

29,961

196,919

9,245

9,245

221,073

10,379

10,379

73,016

3,428

3,428

420,547

19,744

19,744

553,715

25,996

25,996

664,730

31,208

31,208

254,124

11,795

11,795

285,322

13,243

13,243

94,217

4,373

4,373

542,764

25,192

25,192

714,608

33,168

33,168

857,926

39,820

39,820

1,640

77

77

9,562

449

449

14,929

701

701

4,451

209

209

12,459

585

585

4,962

233

233

50,857

2,393

2,393

295,114

13,886

13,886

460,714

21,678

21,678

137,802

6,484

6,484

Page 1 of 2

only

Date of Change Holder of relevant interest

22/02/2022 As above 22/02/2022 As above 16/12/2021 As above 24/11/2021 As above 03/11/2021 As above 03/11/2021 As above 19/10/2021 As above 19/10/2021 As above 19/10/2021 As above 19/10/2021 As above 19/10/2021 As above 14/09/2021 As above 14/09/2021 As above

Number of

Person's Votes

Nature of Change

Consideration

Securities

Affected

BUY

385,012

18,116

18,116

BUY

153,167

7,207

7,207

BUY - TRANSFER

10,705,431

461,441

461,441

SELL - TRANSFER

4,434,600

-190,000

190,000

SELL

672,900

-30,000

30,000

SELL

224,300

-10,000

10,000

SELL

7,848,966

-342,600

342,600

BUY

1,140,918

49,800

49,800

BUY

1,677,012

73,200

73,200

BUY

231,391

10,100

10,100

BUY

4,799,645

209,500

209,500

SELL

29,335

-1,245

1,245

SELL

44,344

-1,882

1,882

For personal use

Total Number of Securities

913,945

Page 2 of 2

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AUB Group Limited published this content on 10 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 March 2022 05:32:08 UTC.