Stephen Roman
Compliance Officer at CION INVESTMENT CORPORATION
Net worth: 108 347 $ as of 2024-04-29
Profile
Stephen Roman has worked as Secretary & Chief Compliance Officer at CION Investment Corp.
since 2013.
He is also a Member of CFA Institute and Vice President at CION Investment Management LLC since 2013.
Mr. Roman has an undergraduate degree from New York University and a graduate degree from Northwestern University School of Law.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
CION INVESTMENT CORP.
0.02% | 2024-05-21 | 9,546 ( 0.02% ) | 108 347 $ | 2024-04-29 |
Stephen Roman active positions
| Companies | Position | Start |
|---|---|---|
| CION INVESTMENT CORPORATION | Compliance Officer | - |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Corporate Officer/Principal | - |
CION Investment Management LLC
 CION Investment Management LLC Investment ManagersFinance Part of Icon Holdings Corp., CION Investment Management LLC is a company that provides investment advice. The company is based in New York, NY. The CEO of the company is Mark Gatto. | Corporate Officer/Principal | 2013-07-31 |
Training of Stephen Roman
| New York University | Undergraduate Degree |
| Northwestern University School of Law | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| CION INVESTMENT CORPORATION | Finance |
| Private companies | 2 |
|---|---|
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Commercial Services |
CION Investment Management LLC
CION Investment Management LLC Investment ManagersFinance Part of Icon Holdings Corp., CION Investment Management LLC is a company that provides investment advice. The company is based in New York, NY. The CEO of the company is Mark Gatto. | Finance |
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