Stephen L. Luparello

Director/Board Member at The Options Clearing Corp.

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Profile

Stephen L.
Luparello is currently a Director at The Options Clearing Corp.
and Executive Vice President-Market Regulation at NASD Regulation, Inc. He was previously Vice Chairman at Financial Industry Regulatory Authority, Inc., Director at The Options Clearing Corp., Director at The Depository Trust & Clearing Corp., and Chief of Staff at Commodity Futures Trading Commission.
He was also a Partner at Wilmer Cutler Pickering Hale & Dorr LLP and Director-Trading & Markets Division at US Securities & Exchange Commission.
Luparello received his undergraduate degree from Le Moyne College in 1981 and his graduate degree from Washington & Lee University in 1984.

Stephen L. Luparello active positions

Companies	Position	Start
NASD Regulation, Inc. NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC.	Corporate Officer/Principal	1995-12-31
The Options Clearing Corp. The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL.	Director/Board Member	2023-05-08

All active positions of Stephen L. Luparello

Former positions of Stephen L. Luparello

Companies	Position	End
US Securities & Exchange Commission	Corporate Officer/Principal	2016-12-31
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Director/Board Member	2012-10-06
Commodity Futures Trading Commission Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC.	Human Resources Officer	1995-12-31
The Options Clearing Corp. The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL.	Director/Board Member	-
Wilmer Cutler Pickering Hale & Dorr LLP Wilmer Cutler Pickering Hale & Dorr LLP Miscellaneous Commercial ServicesCommercial Services Wilmer Cutler Pickering Hale & Dorr LLP provides legal services. It specializes in trial, appellate, securities, regulatory, intellectual property, corporate transactions, bankruptcy, environmental, labor and employment, private client, real estate and tax matters. The company was founded in 1918 and is headquartered in Boston, MA.	Corporate Officer/Principal	-

See the detail of Stephen L. Luparello's experience

Training of Stephen L. Luparello

Le Moyne College	Undergraduate Degree
Washington & Lee University	Graduate Degree

Experiences
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Linked companies

Private companies	7
NASD Regulation, Inc. NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC.	Commercial Services
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.	Commercial Services
Commodity Futures Trading Commission Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC.	Government
US Securities & Exchange Commission	Finance
The Depository Trust & Clearing Corp. The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY.	Finance
Wilmer Cutler Pickering Hale & Dorr LLP Wilmer Cutler Pickering Hale & Dorr LLP Miscellaneous Commercial ServicesCommercial Services Wilmer Cutler Pickering Hale & Dorr LLP provides legal services. It specializes in trial, appellate, securities, regulatory, intellectual property, corporate transactions, bankruptcy, environmental, labor and employment, private client, real estate and tax matters. The company was founded in 1918 and is headquartered in Boston, MA.	Commercial Services
The Options Clearing Corp. The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL.	Finance

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