Richard Lockwood
Chairman at GLOBAL RESOURCES INVESTMENT TRUST PLC
Net worth: 15 M $ as of 2024-04-29
Profile
Richard Arthur Lockwood is the founder of CQS Asset Management Ltd.
(founded in 2004) and Auctus Growth PLC (founded in 2014).
Mr. Lockwood is also the founder of New City Investment Managers Ltd.
Mr. Lockwood's current job(s) include Chairman at GRIT Investment Trust Plc, Director at Help2Read International, Director at 82 Cornwall Gardens Ltd., Non-Executive Director at Fortune Minerals Ltd.
(Australia), and Special Adviser at Arlington Group Asset Management Ltd.
(since 2012).
Mr. Lockwood's former job(s) include Chairman at Ausgold Ltd.
(2010-2024), Non-Executive Director at Golden Prospect Plc, Non-Executive Director at Kalahari Minerals Ltd.
(2010-2012), Non-Executive Director at A-Cap Energy Ltd.
(2012-2015), Director at City Merchants High Yield Trust Plc (1991-2003), Independent Non-Executive Director at Peninsula Energy Ltd.
(2015-2017), Non-Executive Director at Geiger Counter Ltd.
(2011-2021), Non-Executive Director at AssetOwl Ltd.
(2010-2012), Non-Independent Non-Executive Director at Duke Capital Ltd.
(2012-2015), Senior Fund Manager at CQS Natural Resources Growth & Income Plc, Senior Fund Manager at Golden Prospect Precious Metals Ltd., Senior Fund Manager at CQS New City High Yield Fund Ltd., Senior Fund Manager at New City High Yield Trust Plc, Partner-Mining Investment at McIntosh Securities Ltd., Senior Investment Manager at Midas Capital Partners Ltd.
(2003-2005), and Partner-Mining Investment at Hoare Govett Ltd.
Mr. Lockwood was also a Portfolio Manager at Williams de Broë Ltd.
(2004-2005).
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2023-10-09 | 4,796,913 ( 0.42% ) | 7 M $ | 2024-04-29 | |
PERSEUS MINING LIMITED
0.23% | 2023-07-31 | 3,135,000 ( 0.23% ) | 5 M $ | 2024-04-29 |
WILDCAT RESOURCES LTD.
0.50% | 2023-09-11 | 6,000,000 ( 0.50% ) | 2 M $ | 2024-04-29 |
AUSGOLD LIMITED
2.96% | 2023-09-17 | 68,000,000 ( 2.96% ) | 1 M $ | 2024-04-29 |
NEOMETALS LTD
0.41% | 2023-09-12 | 2,568,493 ( 0.41% ) | 166 798 $ | 2024-04-29 |
WIDGIE NICKEL LIMITED
0.52% | 2023-09-24 | 2,087,424 ( 0.52% ) | 55 567 $ | 2024-04-29 |
| 2023-04-28 | 223,611 ( 4.44% ) | 3 553 $ | 2024-03-30 |
Richard Lockwood active positions
| Companies | Position | Start |
|---|---|---|
| GLOBAL RESOURCES INVESTMENT TRUST PLC | Chairman | 2021-10-21 |
Arlington Group Asset Management Ltd.
 Arlington Group Asset Management Ltd. Investment ManagersFinance Arlington Group Asset Management Ltd. (Arlington) is an independent asset management firm headquartered in London, UK. Founded in 1989, Arlington provides investment management and advisory services, primarily to UK clients. | Portfolio Manager-Equities | 2012-01-31 |
| Fortune Minerals Ltd. (Australia) | Director/Board Member | - |
| 82 Cornwall Gardens Ltd. | Director/Board Member | - |
| Help2Read International | Director/Board Member | - |
Former positions of Richard Lockwood
| Companies | Position | End |
|---|---|---|
| AUSGOLD LIMITED | Chairman | 2024-05-19 |
| GEIGER COUNTER LIMITED | Director/Board Member | 2021-03-08 |
| PENINSULA ENERGY LIMITED | Chairman | - |
| A-CAP ENERGY | Director/Board Member | 2015-05-31 |
| ░░░░ ░░░░░░░ ░░░░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | ░░░░░░░░░░ |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 4 |
|---|---|
| AUSGOLD LIMITED | Non-Energy Minerals |
| ASSETOWL LIMITED | Non-Energy Minerals |
| PENINSULA ENERGY LIMITED | Non-Energy Minerals |
| GLOBAL RESOURCES INVESTMENT TRUST PLC | Finance |
| Private companies | 22 |
|---|---|
Midas Capital Partners Ltd.
 Midas Capital Partners Ltd. Investment ManagersFinance Midas Capital Partners Ltd. (MCP) is an independent investment management firm which was established in 2002 and which underwent a reverse takeover by IImia MitonOptimal plc in 2007. Based in Liverpool, MCP offers diversified investment management solutions for a range of clients including pension funds, charitable funds, trusts and individuals. | Finance |
A-Cap Energy Ltd.
 A-Cap Energy Ltd. Other Metals/MineralsNon-Energy Minerals A-Cap Energy Ltd. engages in the exploration of minerals. Its projects include Letlhakane Uranium & Wilson Nickel Cobalt . The company was founded on March 11, 2003 and is headquartered in West Perth, Australia. | Non-Energy Minerals |
Kalahari Minerals Ltd.
 Kalahari Minerals Ltd. Other Metals/MineralsNon-Energy Minerals Kalahari Minerals Ltd. operates as a mineral exploration and development company. It is engaged in the exploration for and production of uranium in Namibia. The company was founded on November 23, 2004 and is headquartered in Cambridge, the United Kingdom. | Non-Energy Minerals |
CQS Asset Management Ltd.
 CQS Asset Management Ltd. Investment ManagersFinance CQS Asset Management Ltd. (CQS-AM) is the Great Britain-based specialist fund management subsidiary of CQS Cayman Management Ltd., itself a subsidiary of Cayman-based CQS Cayman LP. Established in 2004 by Richard Lockwood, the firm was formerly known as NCIM-New City Investment Managers Ltd., CQS-AM was acquired in 2007 and uses NCIM as their trading name. The firm's clients include pension funds, insurance companies, stockbrokers, charities and private individuals. | Finance |
New City High Yield Trust Plc
 New City High Yield Trust Plc Investment Trusts/Mutual FundsMiscellaneous The Company's principal activity is that of an Investment Trust Company. The objective of the Company is to provide investors with a high gross dividend yield and the potential for capital growth by mainly investing in high yielding fixed interest securities. The Company is an Investment Trust within the meaning of Section 266 of the Companies Act 1985. The Company has been approved by the Inland Revenue as an Investment Trust for the purposes of Section 842 of the Income and Corporation Taxes Act 1988 for the year ended 30-Jun-2005. Investment management services are provided by New City Investment Managers Ltd for a monthly fee at the rate of 0.8% per annum of the Company's total assets less current liabilities (excluding short term loans) payable in arrears. The agreement may be terminated by either party giving not less than twelve months' notice of termination. | Miscellaneous |
Geiger Counter Ltd.
 Geiger Counter Ltd. Investment Trusts/Mutual FundsMiscellaneous Geiger Counter Ltd. is a closed-end investment fund/investment trust. Its investment objective is to provide investors with the potential for capital growth through investment primarily in the securities of companies involved in the exploration, development and production of energy, predominantly within the uranium industry. The company was founded on June 6, 2006 and is headquartered in St. Helier, the United Kingdom. | Miscellaneous |
Golden Prospect Precious Metals Ltd.
 Golden Prospect Precious Metals Ltd. Investment Trusts/Mutual FundsMiscellaneous Golden Prospect Precious Metals Ltd. is a closed-end investment fund, which engages in investing in precious metals securities. The company’s investment objective is to provide investors with capital growth, from a portfolio of companies involved in the gold and precious metals sector. The firm was founded by Malcolm Alec Burne on October 16, 2006 and is headquartered in Saint Peter Port, the United Kingdom. | Miscellaneous |
Kalahari Minerals Pty Ltd.
 Kalahari Minerals Pty Ltd. Other Metals/MineralsNon-Energy Minerals Kalahari Minerals Pty Ltd. explores and evaluates uranium, copper, and base metal mines. | Non-Energy Minerals |
CQS Natural Resources Growth & Income Plc
 CQS Natural Resources Growth & Income Plc Investment Trusts/Mutual FundsMiscellaneous CQS Natural Resources Growth & Income Plc is a closed-end investment fund. It focuses on providing shareholders with capital growth and income from a portfolio of mining and resource equities resources and industrial fixed interest securities. The company was founded on October 7, 1994 and is headquartered in London, the United Kingdom. | Miscellaneous |
CQS New City High Yield Fund Ltd.
 CQS New City High Yield Fund Ltd. Investment Trusts/Mutual FundsMiscellaneous CQS New City High Yield Fund Ltd. is a closed-end investment fund. It engages in investment activities. It provides investment in fixed interest securities. The company was founded on January 17, 2007 and is headquartered in Channel Islands, the United Kingdom. | Miscellaneous |
Williams de Broë Ltd.
 Williams de Broë Ltd. Investment ManagersFinance Williams de Broë Ltd. (WDB) is the wholly-owned investment management subsidiary of Investec Wealth & Investment Ltd., itself a subsidiary of Investec Plc in Great Britain. Founded in 1869, WDB is based in London, and has additional offices in Birmingham, Bournemouth, Edinburgh, Exeter, Bath and Guildford. The firm specializes in managing money for private investors, offering private portfolio management, discretionary management and financial advisory services. They also manage a range of mutual funds. | Finance |
Duke Capital Ltd.
 Duke Capital Ltd. Investment Trusts/Mutual FundsMiscellaneous Duke Capital Ltd. operates as closed-end investment fund/investment trust, which engages in the provision of diversified investment solutions. It invests in natural resources sectors such as precious metals, base metals, energy, industrial minerals, soft commodities and diamonds. The company was founded on February 22, 2012 and is headquartered in St. Peter Port, Guernsey. | Miscellaneous |
Arlington Group Asset Management Ltd.
Arlington Group Asset Management Ltd. Investment ManagersFinance Arlington Group Asset Management Ltd. (Arlington) is an independent asset management firm headquartered in London, UK. Founded in 1989, Arlington provides investment management and advisory services, primarily to UK clients. | Finance |
| Help2Read International | |
| 82 Cornwall Gardens Ltd. | |
Auctus Growth PLC
 Auctus Growth PLC Financial ConglomeratesFinance Auctus Growth PLC engages in the investment in unquoted companies or businesses that are seeking a public quotation. The company was founded by Malcolm Alec Burne, Charlie Cannon Brookes, and Richard Arthur Lockwood on May 14, 2014 and is headquartered in London, the United Kingdom. | Finance |
| Fortune Minerals Ltd. (Australia) | |
| New City Investment Managers Ltd. | Finance |
| Hoare Govett Ltd. | Finance |
| City Merchants High Yield Trust Plc /Old/ | Finance |
Golden Prospect Plc
 Golden Prospect Plc Investment Banks/BrokersFinance Ambrian Capital Plc provides corporate finance, stock broking and commodity trading services to the global natural resources sector across the range of commodities. The company was founded on March 11, 1996 and is headquartered in London, the United Kingdom | Finance |
| McIntosh Securities Ltd. | Finance |
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