Nicole Justine De La Roca

Nicole Justine De La Roca

Compliance Officer at Bedford Ridge Capital LP

Finance
Consumer Services
Commercial Services

Profile

Nicole Justine De La Roca is currently the Managing Director/Senior Compliance Officer at Core-Cco Services LLC since 2020 and the Chief Compliance Officer at Bedford Ridge Capital LP since 2021.
Previously, she worked as an AML Governance Associate at Raymond James Financial, Inc. from 2015 to 2016 and as a Compliance Associate at HBK Capital Management Group LP from 2016 to 2020.
She completed her undergraduate degree at Yale University in 2007.

Nicole Justine De La Roca active positions

CompaniesPositionStart
Compliance Officer 2021-05-31
Compliance Officer 2020-08-31
All active positions of Nicole Justine De La Roca

Former positions of Nicole Justine De La Roca

CompaniesPositionEnd
HBK Capital Management Group LP Compliance Officer 2020-07-31
RAYMOND JAMES FINANCIAL, INC. Compliance Officer 2016-07-31
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Training of Nicole Justine De La Roca

Yale University Undergraduate Degree

Experiences
Positions held

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Inactive

Listed companies

Private companies

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Connections

100 +

1st degree connections

5

1st degree companies

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Female

Members of the board

Executives

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Linked companies

Listed companies1
RAYMOND JAMES FINANCIAL, INC.

Finance

Private companies3
HBK Capital Management Group LP

Finance

Commercial Services

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