WELLS FARGO & COMPANY UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): April 22, 2024
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
| Delaware | 001-02979 | No. 41-0449260 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
420 Montgomery Street, San Francisco, California94104
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 1-866-249-3302
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-Kfiling is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencementcommunications pursuant to Rule 14d-2(b)under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencementcommunications pursuant to Rule 13e-4(c)under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered | ||
| Common Stock, par value $1-2/3 | WFC | New York Stock Exchange (NYSE) | ||
| 7.5% Non-CumulativePerpetual Convertible Class A Preferred Stock, Series L | WFC.PRL | NYSE | ||
Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-FloatingRate Non-CumulativePerpetual Class A Preferred Stock, Series R | WFC.PRR | NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of Non-CumulativePerpetual Class A Preferred Stock, Series Y | WFC.PRY | NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of Non-CumulativePerpetual Class A Preferred Stock, Series Z | WFC.PRZ | NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of Non-CumulativePerpetual Class A Preferred Stock, Series AA | WFC.PRA | NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of Non-CumulativePerpetual Class A Preferred Stock, Series CC | WFC.PRC | NYSE | ||
| Depositary Shares, each representing a 1/1000th interest in a share of Non-CumulativePerpetual Class A Preferred Stock, Series DD | WFC.PRD | NYSE | ||
| Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC | WFC/28A | NYSE |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 9.01. | Financial Statements and Exhibits |
Exhibits are filed herewith in connection with the Registration Statement on Form S-3(File No. 333-269514)filed by Wells Fargo & Company (the "Company") with the Securities and Exchange Commission (the "SEC").
On April 22, 2024, the Company issued the following Medium-Term Notes, Series W: (i) $3,250,000,000 Senior Redeemable Fixed-to-FloatingRate Notes due April 22, 2028; and (ii) $1,000,000,000 Senior Redeemable Floating Rate Notes due April 22, 2028 (collectively, the "Notes").
The purpose of this Current Report is to file with the SEC the following documents: (i) the form of Note related to each issuance; and (ii) the opinion of Faegre Drinker Biddle & Reath LLP regarding the Notes.
| (d) | Exhibits |
| Exhibit No. | Description | Location | ||
| 4.1 | Form of Medium-Term Notes, Series W, Senior RedeemableFixed-to-Floating Rate Notes due April 22, 2028. | Filed herewith | ||
| 4.2 | Form of Medium-Term Notes, Series W, Senior Redeemable Floating Rate Notes due April 22, 2028. | Filed herewith | ||
| 5.1 | Opinion of Faegre Drinker Biddle & Reath LLP regarding the Notes. | Filed herewith | ||
| 23.1 | Consent of Faegre Drinker Biddle & Reath LLP. |
Included as part of Exhibit 5.1 | ||
| 104 | The cover page from this Current Report on Form 8-K,formatted in Inline XBRL. | Filed herewith |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| WELLS FARGO & COMPANY | ||||
| DATED: April 22, 2024 | /s/ Bryant Owens | |||
| Bryant Owens | ||||
| Senior Vice President and Assistant Treasurer |
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Wells Fargo & Company published this content on 22 April 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 April 2024 20:56:33 UTC.
