Pendal : Notification of cessation of securities - PDL

Notification of cessation of +securitiesAnnouncement Summary

Entity name

For personal use only

PENDAL GROUP LIMITED

Announcement Type New announcement

Date of this announcement Wednesday April 13, 2022

Details of +securities that have ceasedASX +security codeSecurity description

PDLAK

OPTION EXPIRING VARIOUS DATES EX NIL PRICE

PDLAL

PERFORMANCE SHARE RIGHTS

PDLAL

PERFORMANCE SHARE RIGHTS

PDLAL

PERFORMANCE SHARE RIGHTS

PDLAL

PERFORMANCE SHARE RIGHTS

Refer to next page for full details of the announcement

Number of +securities that The +securities have have ceased ceased due to

Date of cessation

161,455 Expiry of option or other 14/01/2022 convertible security without exercise or conversion

14,857 Lapse of conditional right to 31/01/2022 securities because the conditions have not been, or have become incapable of being, satisfied

605 Lapse of conditional right to 03/02/2022 securities because the conditions have not been, or have become incapable of being, satisfied

18,853 Lapse of conditional right to 16/03/2022 securities because the conditions have not been, or have become incapable of being, satisfied

86,478 Lapse of conditional right to 30/03/2022 securities because the conditions have not been, or have become incapable of being, satisfied

Notification of cessation of +securities

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Notification of cessation of +securitiesPart 1 - Announcement Details

For personal use only

1.1 Name of +Entity PENDAL GROUP LIMITED

We (the entity named above) provide the following information about our issued capital.

1.2 Registered Number Type ABN

1.3 ASX issuer code PDL

1.4 The announcement isNew announcement

1.5 Date of this announcement 13/4/2022

Registration Number 28126385822

Notification of cessation of +securities

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Notification of cessation of +securities

Part 2 - Details of +equity securities or +debt securities that have ceased

ASX +Security Code and Description

PDLAL : PERFORMANCE SHARE RIGHTS

For personal use only

Unquoted +equity securities that have ceased

Number of securities that have ceased 14,857

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

Date of cessation 31/1/2022

Is the entity paying any consideration for the cessation?

No

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description

PDLAL : PERFORMANCE SHARE RIGHTS

Unquoted +equity securities that have ceased

Number of securities that have ceased 605

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

Date of cessation 3/2/2022

Is the entity paying any consideration for the cessation?

No

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description

PDLAL : PERFORMANCE SHARE RIGHTS

Unquoted +equity securities that have ceased

Number of securities that have ceased

Notification of cessation of +securities

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Notification of cessation of +securities

Number of securities that have ceased 18,853

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

For personal use only

Date of cessation 16/3/2022

Is the entity paying any consideration for the cessation?

No

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description

PDLAL : PERFORMANCE SHARE RIGHTS

Unquoted +equity securities that have ceased

Number of securities that have ceased 86,478

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

Date of cessation 30/3/2022

Is the entity paying any consideration for the cessation?

No

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description

PDLAK : OPTION EXPIRING VARIOUS DATES EX NIL PRICE

Unquoted +equity securities that have ceased

Number of securities that have ceased 161,455

Reason for cessation

Expiry of option or other convertible security without exercise or conversion

Date of cessation 14/1/2022

Is the entity paying any consideration for the cessation?

No

Notification of cessation of +securities

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Notification of cessation of +securities

Any other information the entity wishes to notify to ASX about the cessation?

For personal use only

Notification of cessation of +securities

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