Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

PENDAL GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Friday February 18, 2022

The +securities to be quoted are:

+Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease

Total number of +securities to be quoted

ASX +security

Number of +securities to

code

Security description

be quoted

Issue date

PDL

ORDINARY FULLY PAID

471,603

18/02/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PENDAL GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2

Registered number type

Registration number

ABN

28126385822

1.3

ASX issuer code

PDL

  1. The announcement is New announcement
  2. Date of this announcement

18/2/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

Additional +securities to be quoted in an existing class as a result of transfer restrictions ceasing on an existing class

FROM (Existing Class)

ASX +security code and description

No security currently exists

FROM (Existing Class) +Security description

FLE entitlements to convert revenue from an investment strategy into PDL shares over time.

TO (Existing Class)

ASX +security code and description

PDL : ORDINARY FULLY PAID

Please state the number of +securities previously issued under the

And the date the restrictions on

+employee incentive scheme where the restrictions on transfer have ceased

transfer have ceased or will cease

or are about to cease

471,603

31/12/2026

Issue date

18/2/2022

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

For personal use only

Number of +securities to be quoted

471,603

Are the +securities being issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

The securities are being issued under the Fund Linked Equity Scheme Plan Rules (the FLE Program) following an exercise of rights by fund managers. See pg 41 of the PDL 2021 Annual Report.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

5.901000

Any other information the entity wishes to provide about the +securities to be quoted

Securities will vest as follows: 94,323 on 31 Dec 2022, 94,320 on 31 Dec 2023, 94,320 on 31 Dec 2024, 94,320 on 31 Dec 2025, 94,320 on 31 Dec 2026

Application for quotation of +securities

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Pendal Group Limited published this content on 18 February 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 February 2022 03:00:07 UTC.