For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: New Century Resources Limited
ABN: | 53 142 165 080 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Robert McDonald |
Date of last notice | 30 November 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | ||
Nature of indirect interest | The Minera Group Pty Ltd - Mr McDonald is a director. | ||
(including registered holder) | |||
Note: Provide details of the circumstances giving rise to the relevant | |||
interest. | |||
Date of change | 7 December 2021* | ||
No. of securities held prior to change | | 61,127 ordinary shares | |
| 66,667 unquoted options exercisable at $8.40 | ||
each on or before 18 September 2022 | |||
| 66,667 unquoted options exercisable | at $10.50 | |
each on or before 18 September 2022 | |||
Class | Ordinary shares | ||
Number acquired | 17,403 | ||
Number disposed | Nil | ||
Value/Consideration | $3.189 per share | ||
Note: If consideration is non-cash, provide details and estimated | |||
valuation | |||
No. of securities held after change | | 78,530 ordinary shares | |
| 66,667 unquoted options exercisable at $8.40 | ||
each on or before 18 September 2022 | |||
| 66,667 unquoted options exercisable | at $10.50 | |
each on or before 18 September 2022 | |||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Nature of change | Issue of shares in lieu of director fees, as approved by |
Example: on-market trade, off-market trade, exercise of options, | shareholders at the Annual General Meeting held on 30 |
issue of securities under dividend reinvestment plan, participation in | November 2021 |
buy-back | |
- The record date for a consolidation of the Company's securities on a 15:1 basis was 6 December 2021, as per the approval received from shareholders at the Annual General Meeting held on 30 November 2021. All securities in this Appendix 3Y are presented on a post-consolidation basis.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder | N/A |
(if issued securities) | |
Date of change | N/A |
No. and class of securities to which | N/A |
interest related prior to change |
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration | N/A |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade N/A to proceed during this period?
If prior written clearance was provided, on what date was this N/A provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity New Century Resources Limited
ABN | 53 142 165 080 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Nick Cernotta |
Date of last notice | 30 November 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | ||||
Nature of indirect interest | Held by MJBJ (WA) Pty Ltd. Mr Cernotta is a director. | ||||
(including registered holder) | |||||
Note: Provide details of the circumstances giving rise to the relevant | |||||
interest. | |||||
Date of change | (a) | 2 December 2021* | |||
(b) | 6 December 2021 | ||||
(c) | 7 December 2021 | ||||
No. of securities held prior to change | | 64,866 ordinary shares | |||
| 66,667 unquoted options | exercisable | at | $18.00 | |
each on or before 28 March 2022 | |||||
| 66,667 unquoted options | exercisable | at | $22.50 | |
each on or before 28 March 2022 | |||||
Class | Ordinary shares | ||||
Number acquired | (a) 177,447 (on a pre-consolidation basis); 11,830 (on | ||||
a post-consolidation basis)* | |||||
(b) | 12,241 | ||||
(c) | 14,111 | ||||
Number disposed | Nil | ||||
Value/Consideration | (a) | $0.145 per share (on a pre-consolidation basis); | |||
Note: If consideration is non-cash, provide details and estimated | $2.175 per share (on a post-consolidation basis)* | ||||
valuation | (b) $2.040 per share | ||||
(c) $3.189 per share |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
only
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
- 103,048 ordinary shares
- 66,667 unquoted options exercisable at $18.00 each on or before 28 March 2022
- 66,667 unquoted options exercisable at $22.50 each on or before 28 March 2022
- On market purchase*
- On market purchase
- Issue of shares in lieu of director fees, as approved by shareholders at the Annual General Meeting held on 30 November 2021
For personal use
- The record date for a consolidation of the Company's securities on a 15:1 basis was 6 December 2021, as per the approval received from shareholders at the Annual General Meeting held on 30 November 2021. These shares were purchased prior to the consolidation taking effect and so have been presented on a pre- and post-consolidation basis. All other securities in this Appendix 3Y are presented on a post-consolidation basis.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder | N/A |
(if issued securities) | |
Date of change | N/A |
No. and class of securities to which | N/A |
interest related prior to change | |
Note: Details are only required for a contract in | |
relation to which the interest has changed | |
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration | N/A |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade N/A to proceed during this period?
If prior written clearance was provided, on what date was this N/A provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: New Century Resources Limited
ABN: | 53 142 165 080 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Kerry Gleeson |
Date of last notice | 4 December 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | (a) Direct (as joint holder) | |
(b) | Indirect | |
Nature of indirect interest | (a) | N/A |
(including registered holder) | (b) Held by Gleeson-Peiniger SF Pty Ltd as trustee for | |
Note: Provide details of the circumstances giving rise to the relevant | the Gleeson-Peiniger Superannuation Fund | |
interest. | ||
Date of change | 7 December 2021* | |
No. of securities held prior to change | Nil | |
Class | Ordinary shares | |
Number acquired | (a) | 7,056 |
(b) | 7,055 | |
Number disposed | Nil | |
Value/Consideration | $3.189 per share | |
Note: If consideration is non-cash, provide details and estimated | ||
valuation | ||
No. of securities held after change | (a) | 7,056 ordinary shares |
(b) | 7,055 ordinary shares | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
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