Form 604 | |||||||
Corporations Law | |||||||
only | Section 671B | ||||||
Notice of change of interests of substantial holder | |||||||
To: Company Name/Scheme FLIGHT CENTRE TRAVEL GROUP LIMITED | |||||||
ACN/ARSN | 003 377 188 | ||||||
1. Details of substantial holder | |||||||
use | Name | UBS Group AG and its related bodies corporate | |||||
ACN/ARSN (if applicable): | |||||||
There was a change in the interests of the substantial holder on | 01 June 2022 | ||||||
personal | The previous notice was given to the company on | 02 March 2022 | |||||
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of | Previous Notice | Present Notice | |||
securities (4) | |||||
Person's Votes | Voting Power (5) | Person's Votes | Voting Power (5) | ||
Ordinary | 10,915,907 | 5.47% | 13,587,982 | 6.80% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
For | Date of | Person whose | Nature of Change (6) | Consideration | Class and | Person's | |
change | relevant interest | given in | Number of | votes | |||
changed | relation to | securities | affected | ||||
change (7) | affected | ||||||
Please see Appendix C. | |||||||
4. Present relevant interests |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant | Registered | Person entitled to be | Nature of relevant interest | Class and | Person's |
holder of | number of | ||||
interest | registered holder (8) | (6) | votes | ||
securities | securities | ||||
UBS Asset | Various | UBS Asset | Fund Manager with power to | 47,444 | 47,444 |
Management (UK) | Custodians | Management (UK) | exercise control over voting | Ordinary | |
Limited | Limited | shares | |||
UBS Fund | Various | UBS Fund | Fund Manager with power to | 14,243 | 14,243 |
Management | Custodians | Management | exercise control over voting | Ordinary | |
(Luxembourg) S.A. | (Luxembourg) S.A. | shares | |||
UBS Fund
Management
(Switzerland) AG
UBS Securities
Australia Ltd
onlyUBS Asset Management
(Americas) Inc
UBS Asset
Management
(Australia) Ltd
UBS Asset
useManagement (Deutschland) GmbH
UBS Asset
Management Trust
Company
UBS Asset
Management Life
Limited
UBS Asset
personalManagement Switzerland AG
UBS Securities LLC
UBS Switzerland AG
UBS Europe SE
UBS AG London
Branch
For
Various | UBS Fund | Fund Manager with power to | 96,286 | 96,286 |
Custodians | Management | exercise control over voting | Ordinary | |
(Switzerland) AG | shares | |||
Warbont | UBS Securities | Power to control disposal | 9,323,102 | 9,323,102 |
Nominees Pty | Australia Ltd | over shares pursuant to | Ordinary | |
Ltd | stock borrowing and lending | |||
activities | ||||
N/A | UBS Securities | Beneficial Owner | 181,000 | 181,000 |
Australia Ltd | Options | |||
Various | UBS Asset | Fund Manager with power to | 2,127 | 2,127 |
Custodians | Management | exercise control over voting | Ordinary | |
(Americas) Inc | shares | |||
Various | UBS Asset | Fund Manager with power to | 1,006,132 | 1,006,132 |
Custodians | Management | exercise control over voting | Ordinary | |
(Australia) Ltd | shares | |||
Various | UBS Asset | Fund Manager with power to | 7,256 | 7,256 |
Custodians | Management | exercise control over voting | Ordinary | |
(Deutschland) GmbH | shares | |||
Various | UBS Asset | Fund Manager with power to | 14,435 | 14,435 |
Custodians | Management Trust | exercise control over voting | Ordinary | |
Company | shares | |||
Various | UBS Asset | Fund Manager with power to | 21,979 | 21,979 |
Custodians | Management Life | exercise control over voting | Ordinary | |
Limited | shares | |||
Various | UBS Asset | Fund Manager with power to | 7,146 | 7,146 |
Custodians | Management | exercise control over voting | Ordinary | |
Switzerland AG | shares | |||
Various | UBS Securities LLC | Power to control disposal | 31,215 | 31,215 |
Custodians | over shares pursuant to | Ordinary | ||
stock borrowing and lending | ||||
activities | ||||
Various | UBS Switzerland AG | Power to control disposal | 500 | 500 |
Custodians | over shares pursuant to | Ordinary | ||
stock borrowing and lending | ||||
activities | ||||
Various | UBS Switzerland AG | Broker has the right to use | 1,500 | 1,500 |
Custodians | over this position under a | Ordinary | ||
Securities Lending | ||||
agreement | ||||
UBS Europe SE | Power to control disposal | 1,051,795 | 1,051,795 | |
over shares pursuant to | Ordinary | |||
stock borrowing and lending | ||||
activities | ||||
Citicorp | UBS AG London | Prime Broker that has | 24,549 | 24,549 |
Nominees Pty | Branch | exercised its borrowing right | Ordinary | |
Ltd | in respect of shares pursuant | |||
to a Prime Broking | ||||
Agreement | ||||
Various | UBS AG London | Power to control disposal | 1,748,551 | 1,748,551 |
Custodians | Branch | over shares pursuant to | Ordinary | |
stock borrowing and lending | ||||
activities | ||||
Various | UBS AG London | Beneficial Owner | 8,722 | 8,722 |
Custodians | Branch | Ordinary | ||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association | |
only | ||
UBS Asset Management (Australia) Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia | |
UBS AG London Branch | 5 Broadgate, London, United Kingdom | |
UBS Asset Management (Americas) Inc | Corporation Service Company, 251 Little Falls Drive, Wilmington, | |
Delaware, USA | ||
UBS Asset Management (Deutschland) GmbH | ||
Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany | ||
UBS Asset Management Switzerland AG | ||
Bahnhofstrasse 45, Zürich, Switzerland | ||
use | ||
UBS Europe SE | Bockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main | |
Germany | ||
UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, | |
Springfield, IL, USA | ||
UBS Asset Management (UK) Limited | 5 Broadgate, London, United Kingdom | |
UBS Asset Management Life Limited | 5 Broadgate, London, United Kingdom | |
UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | |
UBS Fund Management (Switzerland) AG | Aeschenplatz 6, Basel, Switzerland | |
UBS Securities Australia Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia | |
UBS Securities LLC | Corporation Service Company 251 Little Falls Drive, Wilmington, | |
Delaware, USA | ||
Warbont Nominees Pty Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia | |
UBS Switzerland AG | Bahnhofstrasse 45, Zürich, Switzerland |
personal | ||||||||
SIGNATURE | ||||||||
Print Name: | Andrew Costley | Capacity: | Authorised signatory | |||||
Sign Here: | Date: | 03 June 2022 | ||||||
For | ||||||||
Print Name: | Florian Naef | Capacity: | Authorised signatory | |||||
Sign Here: | Date: | 03 June 2022 | ||||||
Contact details for this notice:
--------------------------------------------------------------
Andrew Costley
Group Compliance, Regulatory & Governance
(T) +852 3712 3707
---------------------------------------------------------
Appendix A
Holder of relevant interest | UBS AG, London Branch | UBS AG, London Branch | UBS Securities Australia Ltd | ||||
Type of agreement | Securities Lending Agreement | Prime Brokerage Agreement | Securities Lending Agreement | ||||
Parties to agreement | (i) UBS AG, London Branch ("UBS AG | (i) UBS AG, London Branch ("UBS AG") | (i) UBS AG, Australia Branch ("UBS | ||||
only | ") | AG")/ UBS Securities Australia | |||||
(ii) Client (Please refer to Appendix A- | Limited | ||||||
(ii) Client (Please refer to Appendix A- | 1(a).) | ||||||
1(a).) | (ii) Client (Please refer to Appendix | ||||||
A-1(a).) | |||||||
Tra sfer date | Please refer to Appendix A-1(a). | Please refer to Appendix A-1(a). | Please refer to Appendix A-1(a). | ||||
H lder of voting rights | UBS AG | UBS AG | UBS AG/ UBS Securities Australia | ||||
Limited | |||||||
use | Please refer to the details below. | No. | Please refer to the details below. | ||||
Are th re any restrictions on voting | |||||||
rights? | |||||||
If ye , detail | Since all right and title in the securities | N/A | Since all right and title in the | ||||
passes to the transferee (i.e. UBS AG), | securities passes to the transferee | ||||||
the transferee has the right to vote. | (i.e. UBS AG/ UBS Securities | ||||||
However, in certain circumstances, | Australia Limited), the transferee | ||||||
personal | the transferee may seek to arrange | has the right to vote. However, in | |||||
for voting rights to be exercised in | certain circumstances, the | ||||||
accordance with the instructions of | transferee may seek to arrange for | ||||||
the transferor (i.e. Client). | voting rights to be exercised in | ||||||
accordance with the instructions of | |||||||
the transferor (i.e. Client). | |||||||
Scheduled return date (if any) | None. | None. | None, subject to the terms of the | ||||
relevant loan. | |||||||
Does the borrower have the right to | Yes. | Yes. | Yes. | ||||
return early? | |||||||
If yes, detail | The borrower (i.e. UBS AG) has the | The borrower (i.e. UBS AG) has the | The borrower (i.e. UBS AG/ UBS | ||||
right to return at its discretion | right to return at its discretion. | Securities Australia Limited) has the | |||||
subject to the terms of the relevant | right to return at its discretion. | ||||||
loan. | |||||||
Does the lender have the right to | Yes. | Yes. | Yes. | ||||
recall early? | |||||||
For | The lender (i.e. Client) can recall at its | The lender (i.e. Client) can recall at its | The lender (i.e. Client) can recall at | ||||
If yes, detail | |||||||
request subject to compliance with | request subject to compliance with | its request subject to compliance | |||||
margin requirements and the terms of | margin requirements and the terms of | with margin requirements and the | |||||
the relevant loan. | the relevant loan. | terms of the relevant loan. | |||||
Will the securities be returned on | Yes. | Yes. | Yes. | ||||
settlement? | |||||||
If yes, detail any exceptions | None. | None. | None. | ||||
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
Appendix A
Holder of relevant interest | UBS Securities LLC | ||
Type of agreement | Securities Lending Agreement | ||
Parties to agreement | (i) UBS Securities LLC ("UBS Sec LLC") | ||
only | (ii) Client (Please refer to Appendix A-1(a).) | ||
Transfer date | Please refer to Appendix A-1(a). | ||
Holder of voting rights | UBS Sec LLC | ||
Are there any restrictions on voting | No. | ||
rights? | |||
If y s, detail | N/A | ||
use | |||
Sched led return date (if any) | None unless agreed to by the parties. | ||
Does the borrower have the right to | Yes. Either party can terminate the loan upon notice unless | ||
personalFor | otherwise agreed. | ||
return early? | |||
If yes, detail | The borrower (i.e. UBS Sec LLC) has the right to return at its | ||
discretion. | |||
Does the lender have the right to recall | Yes. Either party can terminate the loan upon notice unless | ||
early? | otherwise agreed. | ||
If ye , detail | The lender has the right to return at its discretion. | ||
Will the securities be returned on | Yes (equivalent securities). | ||
s ttl ment? | |||
If yes, detail any exceptions | None. | ||
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
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Flight Centre Travel Group Ltd. published this content on 05 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 June 2022 22:31:01 UTC.