Item 3.03 Material Modification to Rights of Security Holders.
To the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
On
The Company expects that its common stock will begin trading on the
The foregoing summary of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment, a copy of which is attached hereto as Exhibit 3.1 and is incorporated herein by reference.
Item 8.01 Other Events.
On
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Forward Looking Statements
Except for the factual statements made herein, information contained in this
report consists of forward-looking statements within the meaning of the Private
Securities Litigation Reform Act of 1995 that involve risks, uncertainties and
assumptions that are difficult to predict. Words such as "will," "may,"
"intends," "plans," and similar expressions, or the use of future tense,
identify forward-looking statements, but their absence does not mean that a
statement is not forward-looking. Such forward-looking statements are not
guarantees of performance and actual actions or events could differ materially
from those contained in such statements. For example, there can be no assurance
that the Company will be able to timely implement the reverse stock split, that
the reverse stock split will be successful, or that the Company will be able to
regain compliance with the Nasdaq Listing standards. The risks included are not
exhaustive; for a more detailed description of these uncertainties and other
factors, see the other risk factors set forth from time to time in the Company's
filings with the
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits Exhibit No. Description 3.1 Certificate of Amendment to the Amended and Restated Certificate of Incorporation ofAthenex, Inc. , effective as ofFebruary 15, 2023 99.1 Press release datedFebruary 14, 2023 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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