Company UBS Group AG

UBS Asset Management (Americas) LLC (UBS AM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as UBS Global Asset Management (Americas), Inc. They are a wholly owned subsidiary of UBS Americas, Inc., ultimately owned by UBS Group AG (SIX: UBSG; NYSE: UBS) in Switzerland. UBS AM provides investment products and services to corporate and public pension plans, financial institutions and advisors, central banks, charities, foundations and individual investors around the world.

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.

UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT.

UBS O'Connor LLC is a registered investment advisor and hedge fund manager headquartered in Chicago, Illinois. The firm was founded in 2000 and is a subsidiary of UBS Asset Management (Americas) Inc., ultimately owned by UBS Group AG (SIX, NYSE: UBS) in Switzerland. UBS O'Connor primarily provides discretionary and non-discretionary investment advisory services to various types of pooled investment vehicles, (which may or may not be exempt from registration), pension or profit-sharing plans, and institutional separately managed accounts.

Part of UBS Group AG, Credit Suisse Securities Sociedad de Valores SA is a brokerage firm. The private company is based in Madrid, Spain. Founded in 1989, Credit Suisse Securities Sociedad de Valores provides brokerage services.

Part of UBS Group AG, UBS Fund Management (Switzerland) AG is a Swiss financial company that offers guidance for managing future investments. The private company is based in Basel, Switzerland. The company's description emphasizes the importance of financial planning at any stage of life and offers services to help clients achieve their financial goals. The CEO of the company is Thomas Rose.

UBS Asset Management (Singapore) Ltd. (UBS Singapore) is the asset management subsidiary of UBS Asset Management AG, ultimately held by UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Singapore, the firm offers bespoke investment solutions to a wide range of clients including corporations, pension funds, endowments and major financial institutions. UBS Singapore distributes funds through partners locally and around the Southeast Asia region.

UBS Asset Management Deutschland GmbH (UBS AM-Deutschland) is the German asset management subsidiary of UBS Deutschland AG, ultimately held by UBS Group AG (NYSE: UBS) in Switzerland. Established in 1989, the firm is based in Frankfurt and manages a range of investment funds across all major asset classes for institutional and private clients.

Credit Suisse AG is an investment management firm headquartered in Zurich, Switzerland. The firm was founded in 1856 and was acquired by UBS Group AG (SWX: UBSG) from Credit Suisse Group AG in 2023. Credit Suisse manages global and regional portfolios, mutual funds, and other investment vehicles for governments, institutions, corporations and individuals worldwide. They also offer private banking and wealth management, investment banking, and corporate and business support services.

UBS O'Connor Ltd. is an independent alternative investment firm headquartered in London, UK. The firm was founded in 1987 and is a subsidiary of UBS Asset Management AG, ultimately owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS O'Connor is a distinct investment area within UBS Asset Management, with complete independence in regard to investment decision-making. Their capabilities cover a wide range of investment programs, which seek to achieve attractive risk-adjusted absolute returns with low correlation to most major asset classes and traditional investment benchmarks.

UBS Securities Canada, Inc. is a Canadian investment bank and securities firm headquartered in Toronto, Ontario. The firm is a subsidiary of UBS Holding Canada Ltd. and their ultimate parent is UBS AG (NYSE: UBS) in US. UBS Securities Canada provides execution services for their clients' orders. They consider factors such as price, size of the order, the potential for price improvement, the speed of execution, the certainty of execution, trading characteristics of the security, and the overall cost of the transaction when costs are passed on to clients. In addition, prevailing market conditions are taken into consideration when manually handling a client order, such as the direction of the market for the security, the depth of the posted market, the last sale price and volumes of previous trades, the size of the spread, and the liquidity of the security.

UBS Asset Management (Hong Kong) Ltd. (UBS-HK) is the wholly-owned, Hong Kong-based investment management subsidiary of UBS Asset Management AG, ultimately held by UBS Group AG (SWX: UBSG), a multinational investment bank and financial services company headquartered in Switzerland. Founded in 1992, UBS-HK provides investment management services for institutional and wholesale intermediaries primarily located in Greater China. The firm is the local representative for the funds managed within the parent group, covering both traditional and alternative strategies.

UBS Asset Management AG engages in the acquisition, holding, management, and disposal of participating interests in firms, particularly in the financial services sector. The company was founded on September 3, 2014 and is headquartered in Zurich, Switzerland.

Part of UBS Group AG, UBS Securities Israel Ltd. is an Israeli company that specializes in brokerage services. The private company is based in Herzliya Pituach, Israel.

UBS Securities Japan Co., Ltd. (UBS-SJ) is part of the investment banking division and a wholly-owned subsidiary of Switzerland-based UBS AG (SWX: UBSN; NYSE: UBS). Located in Tokyo, the firm was established in 1988. The firm's culture emphasizes cross-business cooperation with fellow subsidiaries both in Japan and globally, combining the reach of a global group with local knowledge and insight. One of the largest securities operations in Japan, UBS-SJ provides investment products and services to Japanese institutional and corporate clients, as well as to foreign investors doing business in Japan. The firm's business is organized in three departments: FIRC (fixed income, rates and currencies), equity and investment banking. The investment banking division specializes in large-cap mergers and acquisitions, performing market research and analysis of M&A deals from a global perspective. The equity department is research-oriented and covers an extensive universe of large-cap Japanese firms. They also cover small- and mid-cap equity, and have specialist expertise in the automobile, auto parts, machinery and pharmaceutical sectors. Services provided to corporate clients include assistance with IPOs, block trades, convertible bonds, and warrants.

UBS Asset Management (Italia) SGR SpA (UBS Italy) is the Italy-based, wholly-owned asset management subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. The firm was founded in 2001 and formerly known as Etra Asset Management SGR SpA. Headquartered in Milan, UBS Italy offers a wide range of investment products and services to institutional investors, financial advisors and private investors.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Part of UBS Group AG, UBS Securities Malaysia Sdn Bhd. The private company is based in Kuala Lumpur, Malaysia. is a Malaysian company that provides brokerage services. The CEO of the company is Chris Oh.

Part of UBS Group AG, UBS Securities (Philippines), Inc. provides brokerage services. The private company is based in Makati, Philippines. The Filipino company was founded in 1996. The CEO is Robrina Lim Go.

Part of UBS Group AG, PT UBS Securities Indonesia is an Indonesian company that provides in-depth insights to navigate our changing world. The private company is based in Jakarta, Indonesia. The company's services include how to spot suspicious emails, text messages (sms) and calls, as well as high level market insights and commentary from their thought leaders.

UBS Europe SE (Broker) is the brokerage division of Germany-based UBS Europe SE, itself is a subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Frankfurt, the firm offers a full spectrum of brokerage services to corporate and institutional clients.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

Part of UBS Group AG, UBS Nominees Pty Ltd. is an Australian company that acts as a nominee/trust/depository. The private company is located in Australia.

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

Part of UBS Group AG, UBS New Zealand Ltd. is a New Zealander company that provides investment advice and security brokerage services. The private company is based in Auckland, New Zealand.

Casa de Bolsa Credit Suisse Mexico SA de CV (Credit Suisse Mexico) is the Mexican securities brokerage subsidiary of Grupo Financiero Credit Suisse (Mexico) SA de CV, ultimately held by Credit Suisse Group AG (CSGN) in Switzerland. The firm is headquartered in Mexico City and was founded in 2002.Credit Suisse Mexico’s fully integrated coverage and research service model strives to deliver a holistic client and product offering. Combined expertise and resources enable them to deliver distinct coverage with content and solutions across products and regions.

Part of UBS Group AG, Credit Suisse Securities (Moscow) CJSC is a leading Russian financial services company that advises clients globally and around the clock. The private company is based in Moscow, Russian Federation. Credit Suisse Securities offers private banking, wealth management, and investment banking services, providing comprehensive advice and solutions to meet complex needs. Fairness, professional conduct, and integrity are highly valued, and employees are encouraged to report any alleged misconduct and violations. Dmitry Kushaev has been the CEO of the company since 2016.

Part of UBS Group AG, UBS Asset Management (Taiwan) Ltd. is a Taiwanese diversified asset management company that offers a range of equity funds, including global, regional, single-country, and industry-specific funds. The private company is based in Taipei, Taiwan and was founded in 2000. UBS Asset Management is one of the largest mutual fund management companies in Switzerland and provides professional asset management services to clients in Taiwan. The company's website offers the latest news on its domestic and overseas funds, investment insights, and research resources to help clients stay on top of market trends. Hsin Chiao has been the CEO of the company since 2014.

Part of UBS Group AG, Productive Nominees Ltd. is a British company that acts as a nominee/trust/depository. The private company is located in the UK.

Part of UBS Group AG, Credit Suisse (Italy) SpA is a leading Italian financial services company that advises clients globally and around the clock. The private company is based in Milan, Italy. The CEOs of the company are Federico Imbert, Gabriele D'Agosta. Credit Suisse offers innovative investment solutions and tailored wealth management services to meet the needs of its clients.

Part of UBS Group AG, UBS Trustees (Jersey) Ltd. is a private company based in Saint Helier, UK.

Part of UBS Group AG, Swiss Finance Corp. Mauritius Ltd. is an investment holding Mauritian company. The private company is located in Mauritius.

Part of UBS Group AG, UBS Third Party Management Co. SA is a Luxembourger company. The private company is located in Luxembourg.

Part of UBS Group AG, Bank Credit Suisse (Moscow) CJSC is a company based in Moscow, Russian Federation.

UBS Bank USA engages in the provision of banking services. Its products and services include insured deposit accounts1, securities backed lending services, residential mortgages, and credit cards. The company is headquartered in Salt Lake City, UT.

UBS Brasil CCTVM SA is the Brazil-based broker/dealer subsidiary of UBS Brasil Participações S, ultimately owned by UBS Group AG (SWX: UBSG). Headquartered in Sao Paulo, the firm was founded in 1999 and provides broking services to corporate and institutional clients.

Part of UBS Group AG, UBS Switzerland AG is a Swiss company that provides wealth management, retail and corporate banking services. The private company is based in Zurich, Switzerland.

Part of UBS Group AG, UBS Global Asset Management Holding (No. The private company is based in London, UK. The British company provides guidance for future investments and financial goals. The company's services include spotting suspicious emails, text messages, and calls, and providing the best way to deal with them. 2) Ltd. is a financial management company founded in 1998.

Part of UBS Group AG, UBS Credit Corp. provides investment advisory. The private company is based in Weehawken, NJ.

Founded in 1997, DLJ International Group Ltd. is a British company that engages in activities of head offices. Part of UBS Group AG, the private company is based in London, UK.

Part of UBS Group AG, Credit Suisse Securities (Singapore) Pte Ltd. is a Singaporean company that provides securities brokerage services. The private company is located in Singapore.

Part of UBS Group AG, UBS Holdings Asia Ltd. is a Chinese company that provides investment services. The private company is based in Hong Kong, Hong Kong.

UBS Americas Holding LLC operates as a bank holding company. The company is headquartered in New York, NY.

UBS Asset Management Funds Ltd. (UBSAMF) is the Great Britain-based asset management subsidiary of UBS Asset Management Holding Ltd., which is ultimately held by UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in London, UBSAMF was founded in 1988 and provides investment management products and services, platform solutions and advisory support to institutions, wholesale intermediaries and wealth management clients.

Part of UBS Group AG, UBS Asia Equities Ltd. is a Chinese company that provides security brokerage services and investment advice. The private company is based in Hong Kong, Hong Kong.

Part of UBS Group AG, UBS Business Solutions AG is a Swiss company that provides business support services. The private company is based in Zurich, Switzerland. Mike Dargan has been the CEO of the company since 2021.

Part of UBS Group AG, UBS Fund Management (Luxembourg) SA is a Luxembourger company that provides investment advice. The private company is based in Luxembourg, Luxembourg.

UBS Infrastructure Fund GP UK Ltd. provide financial and investment services. The company is headquartered in London, the United Kingdom.

Part of UBS Group AG, UBS Bank LLC is a Russian banking company that provides banking services. The private company is based in Moscow, Russian Federation. The company was founded in 2005. Fedor Vladimirovich Tregubenko has been the CEO of the company since 2017.

UBS Asset Management Switzerland AG is the asset management subsidiary of UBS AG, ultimately owned by UBS Group AG (NYSE: UBS) in Switzerland. Headquartered in Zurich, the firm was founded in 2018 and provides investment management services to institutional investors, distribution partners and private investors.

Part of UBS Group AG, UBS Global Investments LLC is an investment holding American company. The private company is located in the US.

Part of UBS Group AG, NYRE Holding Corp. is an investment holding American company. The private company is located in the US.

Part of UBS Group AG, UBS Saudi Arabia Holding Ltd. is a Saudi Arabian company that provides financial services. The private company is located in Saudi Arabia.

Part of UBS Group AG, UBS (Luxembourg) Issuer SA operates as an asset manager. The private company is based in Luxembourg, Luxembourg.

UBS (Monaco) SA (UBS Monaco) is a wealth management firm headquartered in Monaco, Monaco. The firm was founded in 1956 and is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Monaco provides comprehensive financial services to Individuals, Families and Corporates around the world.

Part of UBS Group AG, Pan Nominees Ltd. acts as a nominee/trust/depository. The private company is based in London, UK.

Part of UBS Group AG, Apollo Nominees Ltd. is a British company that acts as a nominee/Trust/Depository. The private company is located in the UK.

Credit Suisse Asset Management (Schweiz) AG (CSAM Schweiz) is the asset management subsidiary of Credit Suisse AG, ultimately owned by Credit Suisse Group AG (SWX: CSGN, ADR: CS) in Switzerland. Founded in 2017, the firm is headquartered in Zurich and manages collective investment schemes for institutional and individual clients.